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FIRM PROFILE
Overview
TRANSNATIONAL CAPITAL CORP. is located at 420 Lexington Avenue Suite 300, New York, NY 10170 and was first established at New York, New York in 02/07/2005. After operating for 21 years, TRANSNATIONAL CAPITAL CORP. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of TRANSNATIONAL CAPITAL CORP.’s clients are individuals and 0% of their clients are high net worth individuals. TRANSNATIONAL CAPITAL CORP. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at TRANSNATIONAL CAPITAL CORP. are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access TRANSNATIONAL CAPITAL CORP.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at TRANSNATIONAL CAPITAL CORP.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for TRANSNATIONAL CAPITAL CORP. Comes From
Understanding the Statistics for TRANSNATIONAL CAPITAL CORP. and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
420 Lexington Avenue Suite 300, New York, NY 10170
420 Lexington Avenue Suite 300, New York, NY 10170
Small
(212) 453-0648
New York since 02/07/2005
Corporation
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| FREDERICKS, IVY LINDSTROM | PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 1404106 | |
| FREDERICKS, IVY LINDSTROM | PRESIDENT/CEO/ SECREATARY/TREASURER/CHIEF COMPLIANCE OFFICER | 1404106 | |
| FREDERICKS, IVY LINDSTROM | FINOP | 1404106 | |
| MAH, FRANK PING HANG | MANAGING DIRECTOR | 1525147 | |
| POST, GARY MARSHALL | MANAGING DIRECTOR | 1383099 |
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Advisor's working at TRANSNATIONAL CAPITAL CORP.
Frank Ping Hang Mah
Gary Marshall Post
Ivy Lindstrom Fredericks
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