John Keith Fell
Professional Summary
John Keith Fell, who also goes by Keith Fell, is a registered financial advisor currently at DEALERWEB LLC located in Garden City, New York and TRADEWEB LLC located in New York, New York. John is registered as a RR (Registered Representative) and started their career in finance in 1985. John has worked at 11 firms and has passed the Series 63, Series 79TO, SIE, Series 3, Series 7, Series 22, Series 9 and Series 24...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Keith Fell
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
41 years in the financial services industry
Current & Past Employments
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Current Firm
BONDDESK TRADING LLC | TRADEWEB DIRECT LLC
Contact Information
Main Address
245 Park Avenue, New York, NY 10167Mailing Address
245 Park Avenue, New York, NY 10167Phone Number
(212) 808-0004Established
Delaware since 11/03/1999Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BONDDESK GROUP LLC | OWNER | — |
| BRUNER, CHRISTIAN ADAM | BOARD MEMBER | 5661505 |
| CLACK, AMY | BOARD MEMBER | 4882071 |
| FEEHAN, CELESTE LAUREN | EXECUTIVE REPRESENTATIVE | 5575806 |
| FRIEDMAN, DOUGLAS L. | GENERAL COUNSEL | 5121291 |
| MCGUIRE, MICHAEL TERRENCE | CHIEF COMPLIANCE OFFICER | 2267871 |
| PITTINSKY, JONATHAN DAVID | CHIEF FINANCIAL OFFICER AND FINANCIAL OPERATIONS PRINCIPAL | 4291263 |
| SERRAO, ASHLEY NEIL | BOARD MEMBER | 5360541 |
| WOOD, ELISABETH KIRBY | BOARD MEMBER | 4929181 |
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(11/1/2011)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 22 — Direct Participation Programs Representative Examination
Passed Sep 1985About the Series 22 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jul 2004About the Series 9 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view John Keith Fell's CRS (Customer Relationship Summary).
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