Paul M. Jeffrey

FAIRVIEW FINANCIAL LLC

CHARLOTTE, NC 28210

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CRD#: 1371168

Professional summary

Paul Murray Jeffrey, AIF®, CFP® is a registered financial advisor currently at FAIRVIEW FINANCIAL LLC located in Charlotte, North Carolina.

Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Paul has worked at 7 firms and has passed the Series 65, Series 63, Series 31, Series 7 and Series 24 exams.

Question & Answer

What are your service offerings?

Retirement Planning

Insurance Planning

Investment Planning

Divorce Planning

Comprehensive Financial Planni...

Retirement Income Management

Employee and Employer Plan Ben...

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INDEPENDENT AGENT WITH VARIOUS INSURANCE CARRIERS FOR FIXED ANNUITY AND LIFE INSURANCE BUSINESS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Murray Jeffrey's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 2015

Experience

Current

September 25, 2002 - Present

FAIRVIEW FINANCIAL LLC

Office #1: 6100 Fairview Road, Ste 1210, Charlotte, NC 28210

RIA

CRD#: 122287

CHARLOTTE, NC

Past

January 27, 2012 - January 30, 2014

GENEOS WEALTH MANAGEMENT, INC.

CRD#: 120894

CHARLOTTE, NC

Past

April 1, 2005 - January 30, 2012

PACIFIC WEST SECURITIES, INC.

CRD#: 6390

CHARLOTTE, NC

Past

September 13, 2002 - April 13, 2005

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

Past

June 20, 2002 - September 17, 2002

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

CHARLOTTE, NC

Past

June 15, 2002 - September 17, 2002

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

January 28, 2002 - June 20, 2002

WACHOVIA SECURITIES, INC.

RIA

CRD#: 431

CHARLOTTE, NC

Past

September 10, 1999 - June 15, 2002

WACHOVIA SECURITIES, INC.

CRD#: 431

CHARLOTTE, NC

Past

January 27, 1994 - September 22, 1999

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(11/12/2024)

IAR

North Carolina
(9/25/2002)

IAR

Texas
(3/17/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/25/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/8/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 31

Date: 1/15/1998

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 1/26/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/18/2002

General Securities Principal Examination

Current Firm

FAIRVIEW FINANCIAL LLC

FAIRVIEW FINANCIAL LLC | PAUL JEFFREY - INDEPENDENT INSURANCE AGENT | FINANCIAL DIRECTCONNECT LLC | FINANCIAL DIRECTCONNECT | FAIRVIEW FINANCIAL WEALTH ADVISORS

CRD#: 122287 / SEC#:

Louisiana

Registered Investment Advisory firm - (11/12/2024 Approved)

North Carolina

Registered Investment Advisory firm - (9/25/2002 Approved)

South Carolina

Registered Investment Advisory firm - (7/29/2004 Terminated)

Texas

Registered Investment Advisory firm - (3/17/2014 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Charlotte, NC

Mailing Address

Phone number

(704) 674-5804

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	68
AUM (Assets Under Management)	$ 54,947,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Paul M. Jeffrey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Murray Jeffrey's CRS (Customer Relationship Summary).

Certified licenses

Experience

GENEOS WEALTH MANAGEMENT, INC.

PACIFIC WEST SECURITIES, INC.

FSC SECURITIES CORPORATION

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WACHOVIA SECURITIES, INC.

WACHOVIA SECURITIES, INC.

UBS FINANCIAL SERVICES INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/25/1994

Series 63

Date: 2/8/1994

Series 31

Date: 1/15/1998

Series 7

Date: 1/26/1994

Series 24

Date: 11/18/2002

Current Firm

FAIRVIEW FINANCIAL LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FAIRVIEW FINANCIAL LLC

TRUST BUT VERIFY

Contact information

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