Joseph R. Burke
Professional summary
Joseph Robert Burke is a registered financial professional currently at IBKR SECURITIES SERVICES LLC located in Greenwich, Connecticut and INTERACTIVE BROKERS LLC located in Wilton, Connecticut.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 1985. Joseph has worked at 10 firms and has passed the Series 63, Series 52TO, Series 57TO, SIE, Series 7, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joseph Robert Burke's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 11, 2008 - Present
IBKR SECURITIES SERVICES LLC
Office #1: Three Pickwick Plaza 2nd Floor, Greenwich, CT 06830March 8, 2011 - Present
INTERACTIVE BROKERS LLC
Office #2: Pickwick Plaza, Greenwich, CT 06830November 17, 2009 - December 31, 2015
INTERACTIVE BROKERS CORP.
April 13, 2006 - December 19, 2006
CANTOR FITZGERALD & CO.
April 13, 2006 - June 28, 2007
MINT BROKERS
April 13, 2006 - June 28, 2007
BGC FINANCIAL, L.P.
February 23, 1996 - November 30, 1998
HSBC SECURITIES (USA) INC.
July 2, 1987 - December 22, 1995
MORGAN STANLEY DW INC.
September 25, 1985 - June 11, 1987
KIDDER, PEABODY & CO. INCORPORATED
June 18, 1985 - September 6, 1985
JANNEY MONTGOMERY SCOTT LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/15/2008)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamBOX Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
Long-Term Stock Exchange, Inc.
MIAX Emerald, LLC
MIAX PEARL, LLC
MIAX Sapphire
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq MRX, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
INTERACTIVE BROKERS LLC
CRD#: 36418 / SEC#: , 8-47257
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| IBG LLC | MANAGING MEMBER | |
| BRODY, PAUL JONATHAN | SECRETARY, PRINCIPAL OPERATIONS OFFICER | 1722066 |
| CHAIT, JONATHAN | EXECUTIVE VICE PRESIDENT, COO | 4582696 |
| FRIEDLAND, DAVID ERIC | MANAGING DIRECTOR-ASIAN OPERATIONS | 2715164 |
| GALIK, MILAN | CHIEF EXECUTIVE OFFICER | 2204066 |
| GELMAN, JONATHAN MICHAEL | CHIEF COMPLIANCE OFFICER | 5440103 |
| MANDELBAUM, ELAINE | GENERAL COUNSEL | 2957713 |
| MENICUCCI, JAMES | PRINCIPAL FINANCIAL OFFICER | 6590173 |
| SHAO-CHEN, KENGNING | TREASURER | 5910386 |
Disclosures
| Regulatory Event | 92 |
| Arbitration | 26 |
Red Flags
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