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David Eric Friedland

INTERACTIVE BROKERS
ADMIRALTY,
·CRD# 2715164·27 years experience

Professional Summary

David Eric Friedland, who also goes by David Eric Friedlnd, is a registered financial advisor currently at INTERACTIVE BROKERS LLC and INTERACTIVE BROKERS CORP.. David is registered as a RR (Registered Representative) and started their career in finance in 2000. David has worked at 2 firms and has passed the Series 99TO, SIE, Series 7, Series 3 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

David Eric Friedlnd

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

27 years in the financial services industry

Current & Past Employments

INTERACTIVE BROKERS LLC·CRD# 36418
BD
1. 2 Pacific Place, Suite 1512 88 Queensway, Admiralty2. Suite 3204-5, Aia Kowloon Tower, Landmark East 100 How Ming Street, Kwun Tong
May 19, 2000 - Present
INTERACTIVE BROKERS CORP.·CRD# 117942
BD
2 Pacific Place, Suite 1512 88 Queensway, Admiralty
December 21, 2016 - Present

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Current Firm

IB
INTERACTIVE BROKERS CORP.

CONIFER FUTURE TRADE, LLC | INTERACTIVE BROKERS CORP. | FUTURETRADE SECURITIES, LLC | FUTURETRADE SECURITIES CORP.

CRD#: 117942 / SEC#: 8-53615
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

Pickwick Plaza, Greenwich, CT 06830

Mailing Address

Two Pickwick Plaza, Greenwich, CT 06830

Phone Number

(203) 618-5700

Established

Delaware since 01/16/2009

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
IB EXCHANGE CORP.OWNER—
BRODY, PAUL JONATHANSECRETARY, PRINCIPAL OPERATIONS OFFICER1722066
GALIK, MILANCEO2204066
GELMAN, JONATHAN MICHAELCCO AND ROSFP5440103
MENICUCCI, JAMESPRINCIPAL FINANCIAL OFFICER6590173

Disclosures

Regulatory Event

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 2000About the Series 7 exam

Series 3 — National Commodity Futures Examination

Passed Nov 1999About the Series 3 exam

Series 24 — General Securities Principal Examination

Passed Mar 2000About the Series 24 exam
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CRS (Client Relationship Summary) - BD

Click below to view David Eric Friedland's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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