Steven M. Ivcic
Professional summary
Steven Michael Ivcic, who also goes by Steven M IVcic, is a registered financial professional currently at BANCROFT CAPITAL, LLC located in Fort Washington, Pennsylvania.
Steven is registered as a RR (Registered Representative) and started their career in finance in 1982. Steven has worked at 9 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Steven Michael Ivcic's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 15, 2018 - Present
BANCROFT CAPITAL, LLC
Office #1: 501 Office Center Drive Suite 130, Fort Washington, PA 19034November 1, 2010 - June 14, 2018
DREXEL HAMILTON, LLC
October 19, 2009 - November 4, 2010
NORTHEAST SECURITIES, LLC
July 19, 2005 - September 23, 2009
WELLS FARGO CLEARING SERVICES, LLC
July 12, 2005 - September 23, 2009
WELLS FARGO CLEARING SERVICES, LLC
August 11, 2004 - July 21, 2005
OPPENHEIMER & CO. INC.
January 22, 2001 - September 9, 2004
UBS FINANCIAL SERVICES INC.
March 27, 1989 - October 17, 2000
PERSHING LLC
July 25, 1987 - May 18, 1989
NATWEST CAPITAL MARKETS SECURITIES INC.
February 19, 1982 - April 24, 1986
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/2/2022)
(1/19/2021)
(1/19/2021)
(6/26/2018)
(1/19/2021)
(6/26/2018)
(4/29/2019)
(6/15/2018)
(3/7/2019)
(6/15/2018)
(7/6/2018)
(8/20/2019)
(8/21/2019)
(6/28/2021)
(8/6/2021)
(6/26/2018)
(9/26/2018)
(7/13/2018)
(1/19/2021)
(1/2/2021)
(6/27/2018)
(3/7/2019)
(6/15/2018)
(8/23/2018)
(7/2/2018)
(1/19/2021)
(7/25/2018)
(6/15/2018)
(7/31/2019)
(8/16/2018)
(6/15/2018)
(1/19/2021)
(6/26/2018)
(12/4/2018)
Exams
Series 79TO
Date: 1/4/2019
Investment Banking Registered Representative ExaminationFINRA
NYSE American LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
BANCROFT CAPITAL, LLC
CRD#: 290665 / SEC#: , 8-70035
Contact information
FINRA licenses (34 States and Territories)
Red Flags
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