JK
John Kalianov
CETERA INVESTMENT ADVISERS LLC
LAGUNA NIGUEL, CA
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CRD#: 1359500
JK
Professional summary
John Kalianov, CFP®, ChFC®, CLU® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Laguna Niguel, California and CETERA WEALTH SERVICES, LLC located in Laguna Niguel, California.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. John has worked at 10 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
2) DELARIO CONDOMINIUMS HOA POSITION: Member of Board of Directors NATURE: Delario Condominiums HOA serves to provide services for the residents of a community and ensure it maintains the vision of a well-kept , organized community that all members may enjoy. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/07/2023 ADDRESS: 25172 Camino Del Mar, Suite E, Laguna Niguel CA 92677, United States DESCRIPTION: 1. Attend quarterly board meetings via Zoom.2. Give input on budget.3. Give input on resident issues/complaints4. Give input on maintenance issues as they arise.5. Give input on capital improvements. 3) PLATINUM 100 FINANCIAL SERVICES POSITION: Sole Proprietor NATURE: This is the DBA for my practice. I offer investment planning, financial planning, estate planning, retirement planning, and tax planning services. INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 100 START DATE: 04/01/2005 ADDRESS: 25172 Camino Del Mar, Suite E, Laguna Niguel CA 92677, United States DESCRIPTION: 1. Financial planning for my clients.2. Investment research and advice for my clients.3. Advise clients on Estate planning issues.4. Cash flow analysis for client needs.5. Advise clients on insurance and annuity needs. 4) CALIFORNIA PHYSICIANS SERVICE DBA BLUE SHIELD OF CALIFORNIA POSITION: Independent Contractor NATURE: Sales of Health Insurance and Medicare Insurance Plans INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/01/2005 ADDRESS: 25172 Camino Del Mar, Suite E, Laguna Niguel CA 92677, United States DESCRIPTION: 1. Service current health insurance clients.2. Maintain Continuing Education for this line of business.3. Present clients with alternative health insurance plans on an as needed basis.4. Answer client inquires regarding plan coverage.5. Maintain contact with Blue Shield regarding plan changes or client concerns.
CRS (Client Relationship Summary) - RIA
Click below to view John Kalianov's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1994
Experience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
LAGUNA NIGUEL, CA
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
Laguna Niguel, CA
Past
February 9, 2024 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Laguna Niguel, CA
Past
February 9, 2024 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Laguna Niguel, CA
Past
May 4, 2005 - February 14, 2024
CROWN CAPITAL SECURITIES, L.P.
RIA
CRD#: 6312
LAGUNA NIGUEL, CA
Past
April 22, 2005 - February 14, 2024
CROWN CAPITAL SECURITIES, L.P.
BD
CRD#: 6312
LAGUNA NIGUEL, CA
Past
April 27, 1989 - February 4, 2004
PACIFIC SELECT DISTRIBUTORS, LLC
BD
CRD#: 4452
NEWPORT BEACH, CA
Past
November 4, 1987 - April 14, 1988
AMERICAN CAPITAL CONTRACTUAL SERVICES, INC.
BD
CRD#: 148
Past
July 30, 1987 - December 31, 1987
ADVANTAGE CAPITAL CORPORATION
BD
CRD#: 146
Past
November 11, 1986 - September 11, 1987
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
Past
April 24, 1985 - August 5, 1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(9/5/2025)
RR
Arizona(9/5/2025)
RR
California(9/5/2025)
IAR
California(9/5/2025)
RR
Colorado(9/5/2025)
RR
Idaho(9/5/2025)
RR
Iowa(9/5/2025)
RR
Nevada(9/5/2025)
RR
Oregon(9/5/2025)
RR
Texas(9/5/2025)
IAR
Texas(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
