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RL

Robert E. Loftus

LEAGUE CAPITAL MARKETS
NEW YORK, NY 10105
CRD#: 1357423
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RL
Robert Edward LoftusLEAGUE CAPITAL MARKETS

Professional summary

Robert Edward Loftus is a registered financial advisor currently at LEAGUE CAPITAL MARKETS located in New York, New York.

Robert is registered as a RR (Registered Representative) and started their career in finance in 1985. Robert has worked at 9 firms and has passed the Series 65, Series 63, Series 7TO, Series 52TO, SIE, Series 3, Series 31, Series 7 and Series 53 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Edward Loftus's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 26, 2026 - Present

LEAGUE CAPITAL MARKETS

Office #1: 1345 Avenue Of The Americas 2nd Floor, New York, NY 10105
BD
CRD#: 170803
NEW YORK, NY
Past

July 29, 2013 - October 27, 2020

ARCADIA SECURITIES, LLC

BD
CRD#: 44656
NEW YORK, NY
Past

April 2, 2009 - July 2, 2013

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
NEW YORK, NY
Past

March 30, 2009 - July 2, 2013

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
NEW YORK, NY
Past

August 13, 2003 - April 15, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
NEW YORK, NY
Past

May 23, 2003 - April 15, 2009

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

October 1, 1997 - May 28, 2003

BANC OF AMERICA SECURITIES LLC

BD
CRD#: 26091
NEW YORK, NY
Past

September 1, 1997 - October 1, 1997

MONTGOMERY SECURITIES

BD
CRD#: 4357
SAN FRANCISCO, CA
Past

June 17, 1993 - August 1, 1997

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
NEW YORK, NY
Past

September 25, 1987 - June 28, 1993

CIBC WORLD MARKETS CORP.

BD
CRD#: 630
NEW YORK, NY
Past

April 23, 1985 - October 13, 1987

E. F. HUTTON & COMPANY INC

BD
CRD#: 235

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 10/20/2020
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 5/3/1985
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 2/26/2026
General Securities Representative Examination
General Industry/Product Exam
RR
Series 52TO
Date: 2/26/2026
Municipal Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 2/26/2026
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 5/21/2007
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 31
Date: 12/15/2004
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 4/20/1985
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 2/26/2026
Municipal Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

LC
LEAGUE CAPITAL MARKETS
FORT GHENT BROKERAGE LLC | LEAGUE CAPITAL MARKETS

CRD#: 170803 / SEC#: , 8-69432

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
1345 Avenue Of The Americas 2nd Floor, New York, NY 10105
Mailing Address
1345 Avenue Of The Americas 2nd Floor, New York, NY 10105
Phone number
(212) 588-0580
Established
New York since 11/01/2013
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (14 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
LEAGUEMED ENTERPRISES, LLCOWNER
DAUSEND, DOROTHY THERESASUPERVISORY PRINCIPAL1326747
GALLAGHER, JOHN JOSEPH JRCEO3128509
MACK, ALEXANDER HERBERTFINOP4805607
MACK, DAVIDPRESIDENT2164969
URQUIOLA, JEAN CAROLCCO, VICE PRESIDENT1806619

Red Flags

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Company Information

LEAGUE CAPITAL MARKETS

CRD#: 170803New York, NY 10105

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