JI

John T. Isaak

ISAAK BOND INVESTMENTS
Manhattan Beach, CA 90266
Some features on this profile are disabled
CRD#: 1357413
JI

Professional summary


John Thomas Isaak, who also goes by John Isaak, is a registered financial professional currently at ISAAK BOND INVESTMENTS, INC. located in Manhattan Beach, California.

John is registered as a RR (Registered Representative) and started their career in finance in 1985. John has worked at 5 firms and has passed the Series 63, SIE, Series 3, Series 7, Series 52, Series 53 and Series 24 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


John Isaak

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary) - BD


Click below to view John Thomas Isaak's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

October 12, 2011 - Present

ISAAK BOND INVESTMENTS, INC.

Office #1: 1219 Morningside Drive, Suite 215, Manhattan Beach, CA 90266
BD
CRD#: 7413
Manhattan Beach, CA
Past

March 9, 2011 - August 11, 2011

CITADEL SECURITIES LLC

BD
CRD#: 116797
MANHATTAN BEACH, CA
Past

August 13, 2009 - February 17, 2011

CHAPDELAINE TULLETT PREBON, LLC

BD
CRD#: 7017
MANHATTAN BEACH, CA
Past

December 11, 2008 - August 12, 2009

ISAAK BOND INVESTMENTS, INC.

BD
CRD#: 7413
LAKEWOOD, CO
Past

August 1, 1991 - June 16, 2008

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
LOS ANGELES, CA
Past

August 4, 1989 - July 26, 1991

WEDBUSH SECURITIES INC.

BD
CRD#: 877
PASADENA, CA
Past

August 5, 1985 - July 31, 1989

ISAAK BOND INVESTMENTS, INC.

BD
CRD#: 7413
LAKEWOOD, CO

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(10/12/2011)
RR
Colorado
(7/12/2017)
RR
Massachusetts
(7/29/2022)
RR
Missouri
(6/22/2020)
RR
Oregon
(1/10/2025)

Exams


State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 3
Date: 12/13/2004
National Commodity Futures Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


IB
ISAAK BOND INVESTMENTS, INC.
ISAAK BOND INVESTMENTS, INC.

CRD#: 7413 / SEC#: , 8-21410

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information


Main Address
3900 S Wadsworth Blvd, Ste 590, Lakewood, CO 80235-2224
Mailing Address
3900 S Wadsworth Blvd, Ste 590, Lakewood, CO 80235-2224
Phone number
(303) 623-7500
Established
Colorado since 03/01/1977
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (22 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Direct owners and executive officers


NamePositionCRD#
ISAAK, DAVID JOHNPRESIDENT AND CO-CHIEF COMPLIANCE OFFICER1318894
ISAAK, JOHN THOMASPRINCIPAL1357413
ISAAK, BYRON RAYVICE PRESIDENT
LEMEK, DONALD JAMESCFO/VICE PRESIDENT OF OPERATIONS, CO-CHIEF COMPLIANCE OFFICER2620701

Disclosures


Regulatory Event8

Red Flags


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Company Information


ISAAK BOND INVESTMENTS, INC.

CRD#: 7413Manhattan Beach, CA 90266

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