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Find, Compare and Monitor Financial Advisors at ISAAK BOND INVESTMENTS, INC.

CRD#: 7413
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

ISAAK BOND INVESTMENTS, INC. is located at 3900 S Wadsworth Blvd, Ste 590, Lakewood, CO 80235-2224 and was first established at Denver, Colorado in 03/01/1977. After operating for 49 years, ISAAK BOND INVESTMENTS, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of ISAAK BOND INVESTMENTS, INC.’s clients are individuals and 0% of their clients are high net worth individuals. ISAAK BOND INVESTMENTS, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at ISAAK BOND INVESTMENTS, INC. are registered to handle securities or provide financial advice. The firm has 8 disclosures, 8 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access ISAAK BOND INVESTMENTS, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at ISAAK BOND INVESTMENTS, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for ISAAK BOND INVESTMENTS, INC. Comes From

Understanding the Statistics for ISAAK BOND INVESTMENTS, INC. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
8

FIRM INFORMATION

Main Address
3900 S Wadsworth Blvd, Ste 590, Lakewood, CO 80235-2224
Mailing Address
3900 S Wadsworth Blvd, Ste 590, Lakewood, CO 80235-2224
Firm Size
Small
Phone Number
(303) 623-7500
Established
Colorado since 03/01/1977
Firm Type
Corporation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
ISAAK, DAVID JOHNPRESIDENT AND CO-CHIEF COMPLIANCE OFFICER1318894
ISAAK, JOHN THOMASPRINCIPAL1357413
ISAAK, BYRON RAYVICE PRESIDENT
LEMEK, DONALD JAMESCFO/VICE PRESIDENT OF OPERATIONS, CO-CHIEF COMPLIANCE OFFICER2620701

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Advisor's working at ISAAK BOND INVESTMENTS, INC.

KM

Kathy Ann Miner

Kathy Ann Miner, Kathy Ann Sandbach
RR
CRD#: 6515748
Location:
Lakewood, CO 80235-2224
Company:
ISAAK BOND INVESTMENTS, INC.
Disclosures:
Experience:
7 years
View Profile
GG

Genny Marie Gonzalez

Gen Gonzalez, Genny Gonzalez
RR
CRD#: 5668764
Location:
Lakewood, CO 80235-2224
Company:
ISAAK BOND INVESTMENTS, INC.
Disclosures:
Experience:
4 years
View Profile
SL

Shaun Matthew Lee

RR
CRD#: 4687012
Location:
Manhattan Beach, CA 90266
Company:
ISAAK BOND INVESTMENTS, INC.
Disclosures:
Experience:
22 years
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