Robert G. Goddard
Professional summary
Robert Gregory Goddard is a registered financial professional currently at PENSERRA SECURITIES, LLC located in Orinda, California.
Robert is registered as a RR (Registered Representative) and started their career in finance in 1985. Robert has worked at 6 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Gregory Goddard's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 23, 2009 - Present
PENSERRA SECURITIES, LLC
Office #1: 4 Orinda Way Suite 100-a, Orinda, CA 94563July 23, 2008 - January 30, 2009
SCREAMING EAGLE TRADING, INC.
November 20, 2001 - June 7, 2007
CITIZENS JMP SECURITIES, LLC
October 1, 1997 - January 13, 2000
BANC OF AMERICA SECURITIES LLC
May 8, 1989 - October 1, 1997
MONTGOMERY SECURITIES
July 25, 1985 - April 5, 1989
KIDDER, PEABODY & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/27/2009)
(4/3/2009)
(12/13/2010)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 3/18/2002
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
PENSERRA SECURITIES, LLC
CRD#: 145994 / SEC#: , 8-67773
Contact information
FINRA licenses (17 States and Territories)
Documents
Red Flags
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Company Information
PENSERRA SECURITIES, LLC
CRD#: 145994Orinda, CA 94563TRUST BUT VERIFY
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