MP
Michael G. Patterson
CETERA INVESTMENT ADVISERS LLC
RALEIGH, NC 27609
Some features on this profile are disabled
CRD#: 1352269
MP
Professional summary
Michael Gregory Patterson, AIF®, CFP®, who also goes by Greg Patterson, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Raleigh, North Carolina and CETERA WEALTH SERVICES, LLC located in Raleigh, North Carolina.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Michael has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Greg Patterson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(dba) SIMPLICITY GROUP; Investment Related; 5904 Six Forks Road, Ste 150, Raleigh, NC 27609; Insurance; Principal; Start Date 02/2021; 120 hours per month with the majority of those hours occurring during trading hours; Distribution of Life, non-registered annuities, and related insurance products through insurance agents and financial advisors. >> A.J. FLETCHER FOUNDATION; Non-Investment Related; 909 Glenwood Avenue, Raleigh, NC 27605; Board of Directors; Start Date: Approximately 01/2005; Board Member. >> 1982 VENTURES, LLC; Investment Related; 5904 Six Forks Road, Ste 105, Raleigh, NC 27609; Holding Company; Member; Start Date 01/2020; 5 hours per month with all 5 hours occurring during trading hours; Holding company. >> GREG AND JOYCLYNN PATTERSON CHARITABLE GIFT FUND; Non-Investment Related; Raleigh, NC; Charitable Fund; Manager. >> PERSONAL REAL ESTATE; Investment Related; Raleigh, NC; Real Estate; Co-owner; Start Date 01/1987; Co-owner of residential and commercial rental property(ies). >> NC SUPPLEMENTAL RETIREMENT BOARD OF TRUSTEES; Investment Related; 3200 Atlantic Avenue, Raleigh, NC 27604; Other; Board Member; Start date 03/2023; 3 hours per quarter with those 3 hours per quarter occurring during trading hours; Attend quarterly meetings to provide administrative oversight to the NC State Treasurer. >> NC RETIREMENT SYSTEM INVESTMENT ADVISORY COMMITTEE; Investment Related; 3200 Atlantic Avenue, Raleigh, NC 27604; Other; Committee Member; Start Date 01/2020; 3 hours per quarter with those 3 hours per quarter occurring during trading hours; Committee member only - no involvement in selecting investments or managing investments. >> FLOURISH WITH SCIENCE LLC; Non-Investment Related; Raleigh, NC; Other; Secretary; Start Date 09/2020; No hours per month; File annual report with the NC Secretary of State for this LLC that is owned by a family member.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Gregory Patterson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
February 20, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 5904 Six Forks Road Suite 105, Raleigh, NC 27609RIA
CRD#: 105644
RALEIGH, NC
Current
February 20, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 5904 Six Forks Road Suite 105, Raleigh, NC 27609BD
CRD#: 13572
Raleigh, NC
Past
December 31, 2001 - February 20, 2025
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
Raleigh, NC
Past
May 17, 1994 - February 20, 2025
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
Raleigh, NC
Past
January 1, 1993 - May 3, 1994
MID-ATLANTIC SECURITIES, INC.
BD
CRD#: 18836
RALEIGH, NC
Past
April 24, 1985 - January 4, 1993
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
BIRMINGHAM, AL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/20/2025)
RR
Arizona(2/20/2025)
RR
Arkansas(2/20/2025)
RR
California(2/20/2025)
RR
Colorado(2/20/2025)
RR
Connecticut(2/20/2025)
RR
Delaware(2/20/2025)
RR
District of Columbia(2/20/2025)
RR
Florida(2/20/2025)
RR
Georgia(2/20/2025)
RR
Idaho(2/20/2025)
RR
Illinois(2/20/2025)
RR
Indiana(2/20/2025)
RR
Iowa(2/20/2025)
RR
Kansas(2/20/2025)
RR
Kentucky(2/20/2025)
RR
Maryland(2/20/2025)
RR
Massachusetts(2/20/2025)
RR
Michigan(2/20/2025)
RR
Minnesota(2/20/2025)
RR
Missouri(2/20/2025)
RR
Montana(2/20/2025)
RR
Nebraska(2/20/2025)
RR
Nevada(2/20/2025)
RR
New Jersey(2/20/2025)
RR
New York(2/20/2025)
RR
North Carolina(2/20/2025)
IAR
North Carolina(2/20/2025)
RR
Ohio(2/20/2025)
RR
Oklahoma(2/20/2025)
RR
Oregon(2/20/2025)
RR
Pennsylvania(2/20/2025)
RR
South Carolina(2/20/2025)
RR
Tennessee(2/20/2025)
RR
Texas(2/20/2025)
IAR
Texas(4/1/2025)
RR
Utah(2/20/2025)
RR
Vermont(2/20/2025)
RR
Virginia(2/20/2025)
RR
Washington(2/20/2025)
RR
West Virginia(2/20/2025)
RR
Wisconsin(2/20/2025)
RR
Wyoming(2/20/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Raleigh, NC 27609TRUST BUT VERIFY
Monitor Michael Patterson
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
