RB
Richard D. Banziger
KESTRA ADVISORY SERVICES
FALLS CHURCH, VA 22043
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CRD#: 1350238
RB
Professional summary
Richard Dean Banziger, who also goes by Richard D Banziger, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Falls Church, Virginia and KESTRA INVESTMENT SERVICES, LLC located in Falls Church, Virginia.
Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Richard has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Richard D Banziger
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: HWH Partnership Investment Related: No Address: 7639 Leesburg Pike Falls Church VA 22043 Nature of Business: Real Estate Position, Title or Relationship: Owner Start Date: 1/1/1975 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: None Name: Retirement Planners & Administrators, Inc. Investment Related: No Address: 7639 Leesburg Pike Falls Church VA 22043 Nature of Business: Consulting Position, Title or Relationship: Owner/CEO Start Date: 1/1/1983 Hours per month: 51% - 60% (81 - 96 hours) Hours per month during trading hours: 31% - 40% (43 - 56 hours) Duties: Provide strategic oversight. Meet with management team periodically to determine if Co is on right track Name: Capstone Retirement Group Investment Related: Yes Address: 1945 Old Gallows RD Suite 350 Vienna VA 22182 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Owner,Founder Start Date: 1/1/2012 Hours per month: 31% - 40% (49 - 64 hours) Hours per month during trading hours: 21% - 30% (29 - 42 hours) Duties: Provide strategic guidance and help with day to day operations Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 15 SECURITIES TRADING HOURS: 60 START DATE: 04/01/2022 ADDRESS: 5707 Southwest Parkway Building 2 Ste. 400, Austin TX 78735 DESCRIPTION: Provide advisory services to my clients. Name: PAYBRIDGE, LLC POSITION: Investor NATURE: Payroll Company INVESTMENT RELATED: No # OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/02/2006 ADDRESS: 13550 Falling Water Rd #202, Strongsville OH 44136 DESCRIPTION: Receive periodic updates on how the business is performing Name: RETIREMENT PLANNERS AND ADMINISTRATORS POSITION: Founder NATURE: Retirement plan Third Party Administration INVESTMENT RELATED: No # OF HOURS: 80 SECURITIES TRADING HOURS: 65 START DATE: 04/01/2023 ADDRESS: 7639 Leesburg Pike, Falls Church VA 22043 DESCRIPTION: General overall management of the company and strategic guidance Name: RBMUHA POSITION: CEO & Co-founder NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/15/2025 ADDRESS: 7639 Leesburg Pike, Falls Church VA 22043, United States DESCRIPTION: Same as Capstone
CRS (Client Relationship Summary) - RIA
Click below to view Richard Dean Banziger's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 7, 2017 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 7639 Leesburg Pike, Falls Church, VA 22043RIA
CRD#: 283330
FALLS CHURCH, VA
Current
September 11, 2014 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 7639 Leesburg Pike, Falls Church, VA 22043BD
CRD#: 42046
Falls Church, VA
Past
February 27, 2012 - September 10, 2014
FINANCIAL TELESIS INC
BD
CRD#: 31012
FALLS CHURCH, VA
Past
October 15, 1993 - July 27, 2001
VOYA FINANCIAL PARTNERS, LLC
BD
CRD#: 34815
WINDSOR, CT
Past
August 28, 1992 - February 27, 2012
INVESTORS SECURITY COMPANY, INC.
BD
CRD#: 2331
FALLS CHURCH, VA
Past
April 4, 1991 - October 15, 1993
AETNA LIFE INSURANCE AND ANNUITY COMPANY
BD
CRD#: 13256
HARTFORD, CT
Past
November 10, 1987 - August 20, 1992
HILL MURRIN SECURITIES, INC.
BD
CRD#: 15925
VIENNA, VA
Past
August 28, 1985 - June 11, 1987
CAPITOL SECURITIES MANAGEMENT, INC.
BD
CRD#: 14169
Past
March 29, 1985 - August 8, 1989
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BD
CRD#: 4039
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/11/2014)
RR
California(9/25/2018)
RR
Connecticut(4/24/2017)
RR
District of Columbia(9/11/2014)
RR
Illinois(1/25/2022)
RR
Iowa(1/25/2022)
RR
Maryland(9/18/2014)
RR
Massachusetts(9/11/2014)
RR
Nevada(8/6/2024)
RR
New Jersey(5/30/2025)
RR
North Carolina(6/2/2017)
RR
Ohio(9/27/2018)
RR
Pennsylvania(11/2/2017)
RR
Puerto Rico(7/28/2022)
RR
Rhode Island(3/7/2025)
RR
South Carolina(11/1/2022)
RR
Virginia(9/11/2014)
IAR
Virginia(2/7/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
