How trustworthy is your Financial Advisor?

CHECK FOR RED FLAGS

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See the full picture before you decide

Nearly 100,000 registered financial advisors have customer disputes, bankruptcies, criminal activity, and more on their records. In 2023, about 60 red flags were recorded daily. That's why it's crucial to check if your advisor has any red flags and decide whether you're comfortable with them.

GET TO KNOW Richard

ADVISOR PROFILE

Business Name: HWH Partnership Investment Related: No Address: 7639 Leesburg Pike Falls Church VA 22043 Nature of Business: Real Estate Position, Title or Relationship: Owner Start Date: 1/1/1975 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: None Business Name: Retirement Planners & Administrators, Inc. Investment Related: No Address: 7639 Leesburg Pike Falls Church VA 22043 Nature of Business: Consulting Position, Title or Relationship: Owner/CEO Start Date: 1/1/1983 Hours per month: 51% - 60% (81 - 96 hours) Hours per month during trading hours: 31% - 40% (43 - 56 hours) Duties: Provide strategic oversight. Meet with management team periodically to determine if Co is on right track Business Name: Capstone Retirement Group Investment Related: Yes Address: 1945 Old Gallows RD Suite 350 Vienna VA 22182 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Owner,Founder Start Date: 1/1/2012 Hours per month: 31% - 40% (49 - 64 hours) Hours per month during trading hours: 21% - 30% (29 - 42 hours) Duties: Provide strategic guidance and help with day to day operations Business Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 60 START DATE: 04/01/2022 ADDRESS: 5707 Southwest Parkway Building 2 Ste. 400, Austin TX 78735 DESCRIPTION: Provide advisory services to my clients. Business Name: PAYBRIDGE, LLC POSITION: Investor NATURE: Payroll Company INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/02/2006 ADDRESS: 13550 Falling Water Rd #202, Strongsville OH 44136 DESCRIPTION: Receive periodic updates on how the business is performing Business Name: RETIREMENT PLANNERS AND ADMINISTRATORS POSITION: Founder NATURE: Retirement plan Third Party Administration INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 65 START DATE: 04/01/2023 ADDRESS: 7639 Leesburg Pike, Falls Church VA 22043 DESCRIPTION: General overall management of the company and strategic guidance

FIRM INFORMATION

Some financial advisors may work at more than one firm. Click view work history below to review their data.

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Richard Dean Banziger

Experience: 39 years / 9 firms

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