RY
Richard L. Yontz
KESTRA ADVISORY SERVICES
Paoli, PA 19301
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CRD#: 1346537
RY
Professional summary
Richard Lee Yontz is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Paoli, Pennsylvania and KESTRA INVESTMENT SERVICES, LLC located in Paoli, Pennsylvania.
Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Richard has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 06/02/2025 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR PARTNERS FINANCIAL SERVICES POSITION: Owner NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 06/30/1972 ADDRESS: 45 Darby Rd, Suite D, Paoli PA 19301, United States DESCRIPTION: Providing advice and sales for insurance products. MAT FINANCIAL SERVICES POSITION: Advisor NATURE: Insurance INVESTMENT RELATED: No # OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 06/02/2025 ADDRESS: 45 Darby Rd Suite D, Paoli PA 19301, United States DESCRIPTION: Marketing and selling insurance products
CRS (Client Relationship Summary) - RIA
Click below to view Richard Lee Yontz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 9, 2025 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 45 Darby Rd. Suite D, Paoli, PA 19301RIA
CRD#: 283330
Paoli, PA
Current
June 9, 2025 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 45 Darby Rd D, Paoli, PA 19301BD
CRD#: 42046
Paoli, PA
Past
January 24, 2025 - June 11, 2025
OSAIC WEALTH, INC.
RIA
CRD#: 23131
PAOLI, PA
Past
January 24, 2025 - June 11, 2025
OSAIC WEALTH, INC.
BD
CRD#: 23131
PAOLI, PA
Past
October 27, 2010 - January 24, 2025
OSAIC FS, INC.
RIA
CRD#: 3870
PAOLI, PA
Past
September 5, 1996 - December 22, 2016
INDEPENDENT ADVISERS GROUP CORP
RIA
CRD#: 106684
PAOLI, PA
Past
June 23, 1986 - January 24, 2025
OSAIC FS, INC.
BD
CRD#: 3870
PAOLI, PA
Past
March 11, 1985 - June 30, 1986
1717 CAPITAL MANAGEMENT COMPANY
BD
CRD#: 4082
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/9/2025)
RR
California(6/9/2025)
RR
Colorado(6/9/2025)
RR
Delaware(6/9/2025)
RR
District of Columbia(10/3/2025)
RR
Florida(6/9/2025)
RR
Georgia(6/9/2025)
RR
Kansas(6/9/2025)
RR
Maryland(6/9/2025)
RR
Massachusetts(6/9/2025)
RR
Minnesota(6/9/2025)
RR
New Hampshire(6/9/2025)
RR
New Jersey(6/9/2025)
RR
New York(6/9/2025)
RR
North Carolina(6/13/2025)
RR
Pennsylvania(6/9/2025)
IAR
Pennsylvania(6/9/2025)
RR
South Carolina(6/9/2025)
RR
Texas(6/9/2025)
IAR
Texas(6/9/2025)
RR
Vermont(6/9/2025)
RR
Virginia(6/9/2025)
RR
Washington(6/9/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
