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VD

Victor F. Depinto

ZENITH SECURITIES LLC
STAMFORD, CT 06902
Some features on this profile are disabled
CRD#: 1346485
VD

Professional summary


Victor Frank Depinto, who also goes by VIctor F Depinto, is a registered financial professional currently at ZENITH SECURITIES LLC located in Stamford, Connecticut.

Victor is registered as a RR (Registered Representative) and started their career in finance in 1989. Victor has worked at 7 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Victor F Depinto

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Victor Frank Depinto's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

July 9, 2025 - Present

ZENITH SECURITIES LLC

Office #1: 100 First Stamford Place Suite 330, Stamford, CT 06902
BD
CRD#: 138135
STAMFORD, CT
Past

March 9, 2011 - July 13, 2020

NATALLIANCE SECURITIES, LLC

BD
CRD#: 39455
AUSTIN, TX
Past

July 24, 2007 - May 8, 2009

BNP PARIBAS SECURITIES CORP.

BD
CRD#: 15794
SAN FRANCISCO, CA
Past

July 6, 2000 - April 3, 2006

ALLY SECURITIES LLC

BD
CRD#: 25988
SAN DIEGO, CA
Past

May 17, 1999 - July 21, 2000

MESIROW FINANCIAL, INC.

BD
CRD#: 2764
CHICAGO, IL
Past

September 5, 1997 - November 20, 1998

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY
Past

November 21, 1989 - September 11, 1997

NOMURA SECURITIES INTERNATIONAL, INC.

BD
CRD#: 4297
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(8/29/2025)
RR
Connecticut
(9/3/2025)
RR
Florida
(10/7/2025)
RR
New York
(9/16/2025)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 8/13/2024
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 11/8/2022
General Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


ZS
ZENITH SECURITIES LLC
HSH N FINANCIAL SECURITIES LLC | ZENITH SECURITIES LLC | ZENITH CAPITAL ADVISORS LLC | MID-SHIP SECURITIES LLC

CRD#: 138135 / SEC#: , 8-67146

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information


Main Address
100 First Stamford Place Suite 330, Stamford, CT 06902
Mailing Address
100 First Stamford Place Suite 330, Stamford, CT 06902
Phone number
(203) 253-5936
Established
Delaware since 08/23/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (5 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
HONDO HOLDINGS LLCMEMBER
PRIVATE LEDGER, LLCMEMBER
ARORA, VRINDAFINOP7784034
BISCHOFF, STEVEN WALLACECEO1401631
WHITE, ALAN THOMASCCO2723669

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ZENITH SECURITIES LLC

CRD#: 138135Stamford, CT 06902

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