HZ
Henry E. Zapisek
CETERA INVESTMENT ADVISERS LLC
SAN DIEGO, CA 92101
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CRD#: 1346091
HZ
Professional summary
Henry Edwin Zapisek, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in San Diego, California and CETERA WEALTH SERVICES, LLC located in San Diego, California.
Henry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Henry has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. SELLS FIXED INSURANCE (LIFE AND LONG TERM CARE) 2. DBA: ALPHA CREATIONS INC. INCOME TAX PREPARATION, 3. UNITED NATIONS INTERNATIONAL GIFT SHOP- BOARD MEMBER, MORENA BUSINESS ASSOCIATION- BOARD MEMBER
CRS (Client Relationship Summary) - RIA
Click below to view Henry Edwin Zapisek's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1987
Experience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 655 W Broadway12th Fl, San Diego, CA 92101RIA
CRD#: 105644
SAN DIEGO, CA
Current
August 27, 1987 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 814 Morena Blvd Ste 108, San Diego, CA 92110BD
CRD#: 13572
San Diego, CA
Past
July 8, 1997 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
June 14, 1985 - August 31, 1987
SOUTHMARK FINANCIAL SERVICES, INC.
BD
CRD#: 6518
Past
March 21, 1985 - June 19, 1985
ARM SECURITIES CORPORATION
BD
CRD#: 932
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/6/1998)
RR
California(8/31/1987)
IAR
California(6/29/2023)
RR
Colorado(8/18/1999)
RR
Connecticut(1/3/2007)
RR
District of Columbia(11/22/2023)
RR
Florida(1/5/2022)
RR
Georgia(11/22/2023)
RR
Hawaii(1/6/1999)
RR
Idaho(7/10/2025)
RR
Indiana(6/27/2005)
RR
Iowa(7/21/2022)
RR
Kentucky(4/13/2022)
RR
Maryland(1/15/2002)
RR
Missouri(11/22/2023)
RR
Nevada(1/15/2002)
RR
New Jersey(1/15/2002)
RR
New Mexico(11/17/2017)
RR
New York(10/25/2023)
RR
Ohio(1/5/2021)
RR
Oregon(1/15/2002)
RR
Pennsylvania(7/25/2001)
RR
Texas(1/2/2009)
IAR
Texas(6/29/2023)
RR
Utah(10/31/2005)
RR
Vermont(7/13/2016)
RR
Virginia(1/15/2002)
RR
Washington(1/2/2008)
RR
Wyoming(1/4/2006)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
