Jeffrey M. Sheats
STRATEGIC ADVISERS LLC | Financial Consultant
ALEXANDRIA, VA
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CRD#: 1345490
Professional summary
Jeffrey Mark Sheats, CFP®, who also goes by Jeffrey Mark Sheats, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Alexandria, Virginia and FIDELITY BROKERAGE SERVICES LLC located in Alexandria, Virginia.
Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Jeffrey has worked at 10 firms and has passed the Series 65, Series 63, Series 6TO, SIE, Series 7, Series 10, Series 9, Series 24 and Series 8 exams.
Biography
Fidelity has built its brand on trust with our clients. I'll be able to apply my experience over three decades to assist you with the important decisions you will have to make in your financial life and help you execute on your vision.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jeffrey Mark Sheats
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-95745|OrgNmn:Capital Yacht Club|Org Addr:Washington,District o,US|OBA Nature:Yacht Club|Invst Rel:N|Title:Vice Commodore|Duties:serve on board to enact business of the club|StrtDt:01-10-23|TotHrs/mon:10|TrdHrs/mon:2|
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Mark Sheats's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Education
Salisbury University
Bachelor of Arts (BA) - Communications
1981
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 1725 Duke Street Suite Gr05, Alexandria, VA 22314-3457RIA
CRD#: 104555
ALEXANDRIA, VA
Current
December 19, 2013 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 1725 Duke Street - Suite Gr05, Alexandria, VA 22314BD
CRD#: 7784
ALEXANDRIA, VA
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
ALEXANDRIA, VA
Past
January 17, 2014 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
BETHESDA, MD
Past
October 11, 2011 - February 13, 2012
LPL FINANCIAL LLC
RIA
CRD#: 6413
VIRGINIA BEACH, VA
Past
October 11, 2011 - February 13, 2012
LPL FINANCIAL LLC
BD
CRD#: 6413
VIRGINIA BEACH, VA
Past
March 11, 2011 - October 11, 2011
UVEST FINANCIAL SERVICES GROUP, INC.
RIA
CRD#: 13787
VIRGINIA BEACH, VA
Past
March 11, 2011 - October 11, 2011
UVEST FINANCIAL SERVICES GROUP, INC.
BD
CRD#: 13787
VIRGINIA BEACH, VA
Past
March 14, 2008 - March 2, 2011
LEVEL FOUR ADVISORY SERVICES
RIA
CRD#: 134086
VIRGINIA BEACH, VA
Past
February 29, 2008 - March 7, 2011
OSAIC FS, INC.
BD
CRD#: 3870
VIRGINIA BEACH, VA
Past
April 2, 2004 - March 14, 2008
AMERIPRISE ADVISOR SERVICES, INC.
RIA
CRD#: 5979
VIRGINIA BEACH, VA
Past
November 23, 1990 - March 14, 2008
AMERIPRISE ADVISOR SERVICES, INC.
BD
CRD#: 5979
VIRGINIA BEACH, VA
Past
September 11, 1990 - November 21, 1990
FIRST MONTAUK SECURITIES CORP.
BD
CRD#: 13755
RED BANK, NJ
Past
March 20, 1985 - September 9, 1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/6/2025)
RR
Arizona(4/27/2020)
RR
California(4/24/2020)
RR
Colorado(4/27/2020)
RR
Connecticut(10/13/2020)
RR
Delaware(12/19/2013)
RR
District of Columbia(12/20/2013)
RR
Florida(12/20/2013)
RR
Georgia(8/7/2020)
RR
Maine(4/24/2020)
RR
Maryland(1/2/2014)
RR
Massachusetts(4/24/2020)
RR
Michigan(8/12/2020)
RR
Minnesota(10/11/2021)
RR
Missouri(1/7/2025)
RR
Nevada(5/11/2020)
RR
New Hampshire(1/7/2025)
RR
New Jersey(9/19/2014)
RR
New Mexico(9/29/2023)
RR
New York(5/31/2016)
RR
North Carolina(3/1/2019)
RR
Ohio(4/24/2020)
RR
Pennsylvania(12/20/2013)
RR
Rhode Island(4/27/2020)
RR
South Carolina(1/9/2025)
RR
Tennessee(7/11/2022)
RR
Texas(4/24/2020)
IAR
Texas(3/31/2025)
RR
Utah(7/28/2025)
RR
Virginia(12/20/2013)
IAR
Virginia(3/31/2025)
RR
Washington(4/23/2020)
RR
West Virginia(5/8/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 1/12/1994
General Securities Sales Supervisor Examination (Options Module & General Module)SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Financial ConsultantCRD#: 104555Alexandria, VATRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
