Jonathan Peter Bren
Professional Summary
Jonathan Peter Bren, who also goes by Jon Bren, Jonathan P Bren, is a registered financial advisor currently at BREN VENTURES LLC located in New York, New York. Jonathan is registered as a RR (Registered Representative) and started their career in finance in 1985. Jonathan has worked at 9 firms and has passed the Series 63, Series 7TO, Series 99TO, SIE, Series 3, Series 7, Series 14 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Jon Bren, Jonathan P Bren
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
41 years in the financial services industry
Current & Past Employments
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Current Firm
BREN VENTURES LLC
Contact Information
Main Address
445 Park Avenue 9th Floor, New York, NY 10022Mailing Address
445 Park Avenue 9th, New York, NY 10022Phone Number
(212) 644-8899Established
Delaware since 12/27/2004Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (9 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BREN, JONATHAN PETER | MANAGING MEMBER/CCO | — |
| THORNTON, STEVEN LEE | FINOP | 4496384 |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(10/12/2017)
(9/28/2017)
(10/2/2017)
(9/21/2017)
(11/7/2017)
(12/11/2017)
(9/18/2017)
(10/12/2017)
(11/22/2017)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Jonathan Peter Bren's CRS (Customer Relationship Summary).
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