Henry C. Lawrence
Professional summary
Henry Coleman Lawrence, who also goes by Henry Coleman Lawrence Jr, is a registered financial professional currently at ALLY INVEST SECURITIES LLC located in Charlotte, North Carolina.
Henry is registered as a RR (Registered Representative) and started their career in finance in 2014. Henry has worked at 2 firms and has passed the Series 63, Series 66, SIE, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Henry Coleman Lawrence's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 16, 2017 - Present
ALLY INVEST SECURITIES LLC
Office #1: 601 S. Tryon St. Suite 100, Charlotte, NC 28202December 12, 2014 - March 17, 2015
THRIVENT INVESTMENT MANAGEMENT INC.
November 14, 2014 - March 17, 2015
THRIVENT INVESTMENT MANAGEMENT INC.
State Registrations and Notice Filings
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Exams
FINRA
Current Firm
ALLY INVEST SECURITIES LLC
CRD#: 136131 / SEC#: , 8-66982
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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