Robert K. Lutey

RATIONAL CAPITAL ADVISORS LLC

Ambler, PA 19002

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CRD#: 1341563

Professional summary

Robert Keith Lutey, who also goes by Bob Lutey, Robert K Lutey, is a registered financial advisor currently at RATIONAL CAPITAL ADVISORS LLC located in Ambler, Pennsylvania.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Robert has worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bob Lutey | Robert K Lutey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Keith Lutey's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 26, 2022 - Present

RATIONAL CAPITAL ADVISORS LLC

Office #1: 300 Brookside Avenue, Suite 125, Ambler, PA 19002

RIA

CRD#: 323531

Ambler, PA

Past

December 3, 2020 - December 9, 2022

DILLON CAPITAL MANAGEMENT

RIA

CRD#: 159420

Philadelphia, PA

Past

March 8, 2018 - December 31, 2018

RED BRICK ROAD CAPITAL LLC

RIA

CRD#: 291122

Philadelphia, PA

Past

January 29, 1993 - February 23, 2006

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

February 21, 1985 - September 30, 1985

JII SECURITIES INC.

CRD#: 406

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(10/26/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/9/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/30/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/26/1993

General Securities Representative Examination

Current Firm

RATIONAL CAPITAL ADVISORS LLC

CRD#: 323531 / SEC#:

Pennsylvania

Registered Investment Advisory firm - (10/26/2022 Approved)

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Contact information

Main Address

300 Brookside Avenue, Suite 125, Ambler, PA 19002

Mailing Address

Phone number

(917) 836-1686

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	4
AUM (Assets Under Management)	$ 2,500,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Robert K. Lutey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Keith Lutey's CRS (Customer Relationship Summary).

Certified licenses

Experience

RATIONAL CAPITAL ADVISORS LLC

DILLON CAPITAL MANAGEMENT

RED BRICK ROAD CAPITAL LLC

LEHMAN BROTHERS INC.

JII SECURITIES INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/9/2016

Series 63

Date: 5/30/1985

Series 7

Date: 1/26/1993

Current Firm

RATIONAL CAPITAL ADVISORS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

RATIONAL CAPITAL ADVISORS LLC

TRUST BUT VERIFY

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