Steven R. Mabry
Professional summary
Steven Richard Mabry, who also goes by Steven R Mabry, is a registered financial professional currently at EQUITABLE DISTRIBUTORS, LLC located in New York, New York.
Steven is registered as a RR (Registered Representative) and started their career in finance in 1985. Steven has worked at 4 firms and has passed the Series 6TO, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Steven Richard Mabry's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 30, 2010 - Present
EQUITABLE DISTRIBUTORS, LLC
Office #1: 1345 Avenue Of The Americas, New York, NY 10105January 22, 2004 - July 2, 2010
EQUITABLE ADVISORS, LLC
July 5, 2001 - January 23, 2004
EQUITABLE DISTRIBUTORS, LLC
September 11, 2000 - July 9, 2001
EQUITABLE ADVISORS, LLC
February 5, 1999 - March 23, 1999
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
July 26, 1995 - May 5, 1998
EQUITABLE DISTRIBUTORS, LLC
March 18, 1985 - August 3, 1999
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
EQUITABLE DISTRIBUTORS, LLC
CRD#: 25900 / SEC#: , 8-42123
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EQ HOLDINGS, LLC | OWNER | |
| D'AUGUSTE, ARIELLE RACHEL | GENERAL COUNSEL | 7252573 |
| DURSO, ALFRED JOSEPH | CHIEF COMPLIANCE OFFICER | 2546771 |
| KAIS, JAMES MICHAEL | DIRECTOR | 2529327 |
| LANE, NICHOLAS BURRITT | CHAIRMAN OF THE BOARD, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4994948 |
| SCANLON, STEPHEN CAULEY | DIRECTOR | 2219308 |
| SCAPPATOR, CANDACE LYNN | FINOP / CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER | 4697607 |
Disclosures
| Arbitration | 1 |
Red Flags
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