Douglas E. Morisoli
Professional summary
Douglas Eugene Morisoli, CFP® is a registered financial advisor currently at THE FAIRMAN GROUP, LLC located in Berwyn, Pennsylvania.
Douglas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Douglas has worked at 2 firms and has passed the Series 63, Series 65, Series 7, Series 2 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Douglas Eugene Morisoli's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1998
Experience
August 1, 2002 - Present
THE FAIRMAN GROUP, LLC
Office #1: 300 Berwyn Park Ste. 202, Berwyn, PA 19312April 7, 1999 - July 12, 2001
VANGUARD MARKETING CORPORATION
Primary Firm SEC Registration
THE FAIRMAN GROUP, LLC
CRD#: 121492 / SEC#: 801-61326
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/1/2002)
Exams
Series 2
Date: 8/3/1995
Non-Member General Securities ExaminationCurrent Firm
THE FAIRMAN GROUP, LLC
CRD#: 121492 / SEC#: 801-61326
Contact information
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,025 |
| AUM (Assets Under Management) | $ 851,000,605 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/28/2024 | ||
| 09/28/2023 | ||
| 10/28/2022 | ||
| 03/28/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
