Harvey W. Dash
Professional summary
Harvey William Dash, who also goes by Harvey W Dash, is a registered financial advisor currently at STATE FARM INVESTMENT MANAGEMENT CORP. located in Woodbury, New Jersey and STATE FARM VP MANAGEMENT CORP. located in Cinnaminson Twp, New Jersey.
Harvey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Harvey has worked at 16 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Harvey William Dash's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 4, 2024 - Present
STATE FARM INVESTMENT MANAGEMENT CORP.
Office #1: 1001 N Broad St, Woodbury, NJ 08096Office #2: 2010 New Albany Road, Cinnaminson Twp, NJ 08077-3535April 3, 2024 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: 2010 New Albany Road, Cinnaminson Twp, NJ 08077-3535October 31, 2023 - November 21, 2023
STATE FARM INVESTMENT MANAGEMENT CORP.
July 6, 2023 - November 21, 2023
STATE FARM VP MANAGEMENT CORP.
June 8, 2018 - October 7, 2020
PRUCO SECURITIES, LLC.
May 24, 2018 - October 7, 2020
PRUCO SECURITIES, LLC.
June 29, 2015 - November 3, 2017
NATIONAL PLANNING CORPORATION
June 26, 2015 - November 3, 2017
NATIONAL PLANNING CORPORATION
June 18, 2013 - July 14, 2015
INVESTMENT PROFESSIONALS, INC.
July 15, 2009 - June 17, 2013
INVESTMENT PROFESSIONALS, INC.
July 14, 2009 - July 14, 2015
INVESTMENT PROFESSIONALS, INC.
January 14, 2008 - July 9, 2009
INVEST FINANCIAL CORPORATION
January 14, 2008 - July 9, 2009
INVEST FINANCIAL CORPORATION
April 10, 2006 - January 15, 2008
TD WEALTH MANAGEMENT SERVICES INC.
April 10, 2006 - January 15, 2008
TD WEALTH MANAGEMENT SERVICES INC.
October 20, 2004 - April 11, 2006
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 20, 2004 - April 11, 2006
BANC OF AMERICA INVESTMENT SERVICES, INC.
September 20, 2002 - October 20, 2004
QUICK & REILLY, INC.
April 25, 2001 - October 20, 2004
QUICK & REILLY, INC.
October 21, 1998 - April 25, 2001
SUMMIT FINANCIAL SERVICES GROUP, INC.
September 23, 1996 - October 21, 1998
FISERV INVESTOR SERVICES, INC.
December 7, 1995 - August 22, 1996
CONSECO SECURITIES, INC.
February 25, 1994 - November 27, 1995
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
February 25, 1994 - November 27, 1995
SIGNATOR INVESTORS, INC.
April 22, 1992 - February 10, 1994
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
May 19, 1986 - May 5, 1992
EQUITY SERVICES, INC.
Primary Firm SEC Registration
STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/4/2024)
(4/4/2024)
Exams
Series 7TO
Date: 7/6/2023
General Securities Representative ExaminationSeries 6TO
Date: 7/6/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
Contact information
SEC notice filing (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY | OWNER | |
| CHEVALIER, JEREL SAM | ASSISTANT SECRETARY-TREASURER | 2209892 |
| GRIMES, DAVID ROY | VICE PRESIDENT & SECRETARY | 1432710 |
| GRIZZLE, DAVID RAY | ASSISTANT SECRETARY/TREASURER | 4084087 |
| HORTON, STEPHEN LOWELL | ASSISTANT SECRETARY | 3124493 |
| JAYNES, DONALD ONEIL | ASSISTANT SECRETARY | 3124497 |
| JOSLIN, ROGER SCOTT | DIRECTOR, VICE PRESIDENT & TREASURER | 262350 |
| KILLIAN, JOHN JOSEPH | DIRECTOR | 2614915 |
| MOORE, DAVID MICHAEL | ASSISTANT SECRETARY | 2876793 |
| MOSER, KURT GEORGE | DIRECTOR & SENIOR VICE PRESIDENT | 2065254 |
| RUST, EDWARD BARRY JR | DIRECTOR AND PRESIDENT | 1450795 |
| THOMAS, HOWARD ANDREW | ASSISTANT SECRETARY-TREASURER | 3150520 |
| TIPSORD, MICHAEL LEON | ASSISTANT SECRETARY | 1943922 |
| TROSINO, VINCENT JOSEPH | DIRECTOR | 1780681 |
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 11,294,815,444 |
Red Flags
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