John S. Hamblett
Professional summary
John Stagg Hamblett, CIMA® is a registered financial advisor currently at COOKE & BIELER, L.P. located in Philadelphia, Pennsylvania.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. John has worked at 6 firms and has passed the Series 65, Series 63, Series 3, Series 7 and Series 5 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Stagg Hamblett's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 21, 2004 - Present
COOKE & BIELER, L.P.
Office #1: Two Commerce Square 2001 Market Street, Suite 4000, Philadelphia, PA 19103July 1, 2004 - June 30, 2010
FORESIDE FUND SERVICES, LLC
March 12, 1998 - February 3, 2004
RITTENHOUSE ASSET MANAGEMENT, INC.
December 18, 1997 - February 2, 2004
NUVEEN SECURITIES, LLC
March 28, 1995 - October 22, 1996
STARBOARD CAPITAL MARKETS, LLC
June 12, 1991 - March 10, 1995
CREDIT SUISSE SECURITIES (USA) LLC
January 23, 1985 - January 19, 1988
CREDIT SUISSE SECURITIES (USA) LLC
Primary Firm SEC Registration
COOKE & BIELER, L.P.
CRD#: 113859 / SEC#: 801-60411
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/21/2004)
Exams
Series 5
Date: 3/28/1985
Interest Rate Options ExaminationCurrent Firm
COOKE & BIELER, L.P.
CRD#: 113859 / SEC#: 801-60411
Contact information
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 226 |
| AUM (Assets Under Management) | $ 11,366,428,914 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
