KH
Kyle E. Herrington
EAGLE STRATEGIES LLC
PAINTED POST, NY 14870
Some features on this profile are disabled
CRD#: 1334767
KH
Professional summary
Kyle Edward Herrington, ChFC® is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Painted Post, New York and NYLIFE SECURITIES LLC located in Trumansburg, New York.
Kyle is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Kyle has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[CRESCENT LAKE CAMP GROUNDS RENTAL OWNER. DBA FINANCIAL ADVISOR. NOT INVESTMENT RELATED MIN NUMBER OF HOURS YEARLY. BROKERING, PAID BY COMMISSIONS]; [I AM A REGISTERED INVESTMENT ADVISER REPRESENTATIVE OF EAGLE STRATEGIES CORPORATION, A REGISTERED INVESTMENT ADVISER FIRM. I DEVOTE APPROXIMATELY 80 HOURS PER MONTH TO INVESTMENT ADVISER RELATED DUTIES]; [OPERATING UNDER THE DBA NAME OF H&H FINANCIAL GROUP FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; ROLE/TITLE: OWNER; ADDRESS: 737 ADDISON ROAD, PAINTED POST NY 14870; START DATE: 10/03/2012] [HHFG LLC; H&H Financial Group DBA- Profit and loss entity for payroll, employee benefits, and tax purposes.; 737 Addison Road, Painted Post, NY 14870; Start Date 12/2023; Role/Title: Member; Not Investment Related; 1 hours per month; 1 hours per month during securities trading hours]
CRS (Client Relationship Summary) - RIA
Click below to view Kyle Edward Herrington's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
August 13, 2021 - Present
EAGLE STRATEGIES LLC
Office #1: New York Life Insurance 737 Addison Road, Painted Post, NY 14870Office #2: 1 Old Main St, Trumansburg, NY 14886RIA
CRD#: 110826
PAINTED POST, NY
Current
October 9, 1994 - Present
NYLIFE SECURITIES LLC
Office #1: 1 Old Main St, Trumansburg, NY 14886Office #2: New York Life Insurance 737 Addison Road, Painted Post, NY 14870BD
CRD#: 5167
TRUMANSBURG, NY
Past
February 19, 1991 - October 3, 1994
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
February 19, 1991 - October 3, 1994
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Past
February 7, 1985 - March 11, 1985
FORESTERS FINANCIAL SERVICES, INC.
BD
CRD#: 305
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(4/8/2024)
RR
Colorado(6/3/2025)
RR
Delaware(10/5/2021)
RR
District of Columbia(5/4/2021)
RR
Florida(4/7/2005)
RR
Georgia(1/12/2006)
RR
Indiana(10/22/2024)
RR
Kansas(8/23/2023)
RR
Kentucky(7/16/2019)
RR
Louisiana(3/23/2012)
RR
Maine(7/26/2022)
RR
Maryland(10/17/2014)
RR
Massachusetts(3/23/2012)
RR
Minnesota(5/28/2014)
RR
Mississippi(8/4/2021)
RR
Missouri(11/18/2020)
RR
Nevada(10/7/2019)
RR
New York(10/9/1994)
IAR
New York(8/13/2021)
RR
North Carolina(6/5/2013)
RR
Ohio(7/12/2005)
RR
Pennsylvania(12/1/1994)
RR
South Carolina(7/28/2005)
RR
Tennessee(1/12/2022)
RR
Texas(9/13/2021)
IAR
Texas(9/21/2021)
RR
Virginia(2/4/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EAGLE STRATEGIES LLC
CRD#: 110826Painted Post, NY 14870TRUST BUT VERIFY
Monitor Kyle Herrington
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
