Robert C. Hamaoui
Professional summary
Robert C Hamaoui, who also goes by Louly Hamaoui, is a registered financial professional currently at DOFT & CO., INC. located in New York, New York.
Robert is registered as a RR (Registered Representative) and started their career in finance in 1985. Robert has worked at 3 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 55, Series 3, Series 7, Series 14, Series 24, Series 8, Series 4 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert C Hamaoui's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 30, 1997 - Present
DOFT & CO., INC.
Office #1: 55 East 59th Street 12 Flr, New York, NY 10022Office #2: 55 East 59th Street 12th Floor, New York, NY 10022January 24, 1997 - August 26, 1997
EMERSON BENNETT & ASSOCIATES
January 28, 1985 - October 31, 1996
LADENBURG THALMANN & CO. INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/1/2022)
(6/28/2022)
(9/21/2022)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 2/12/2002
Limited Representative-Equity Trader ExamSeries 8
Date: 1/14/1998
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
DOFT & CO., INC.
CRD#: 1660 / SEC#: , 8-10048
Contact information
FINRA licenses (3 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DOFT, ALAN | DIRECTOR | 69360 |
| DOFT, JONATHAN ANDREW | SECRETARY/DIRECTOR | 2320497 |
| DOFT, JONATHAN ANDREW | CHIEF COMPLIANCE OFFICER (CCO) | 2320497 |
| DOFT, JONATHAN ANDREW | PRESIDENT | 2320497 |
| DOFT, JONATHAN ANDREW | OPERATIONS PRINCIPAL | 2320497 |
| DOFT, RACHEL ALISON | DIRECTOR | 2320922 |
| HAMAOUI, ROBERT C | VICE PRESIDENT | 1333905 |
| HAMAOUI, ROBERT C | FINANCIAL PRINCIPAL | 1333905 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
