AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why Advisor Check
MA

Maurice J. Acriche

ARKADIOS WEALTH ADVISORS
Garden City, NY 11530
Some features on this profile are disabled
CRD#: 1327992
MA

Professional summary


Maurice James Acriche, AIF® is a registered financial advisor currently at ARKADIOS WEALTH ADVISORS located in Garden City, New York and ARKADIOS CAPITAL located in Garden City, New York.

Maurice is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Maurice has worked at 14 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 8 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Fixed insurance sales; as of 01/17/2012; 5% time spent during business hours; Conducted at branch location; Investment related. 2. Co-owner, RCA Capital Group; a Private Entity established to facilitate Securities, advisory, and insurance Business; as of 0201/2012; approximately 100% time spent during business hours; conducted at branch location investment related. 3. Co-owner, M1 Financial Group, LLC; a Private Entity established to facilitate Securities, advisory, and insurance Business; as of 08/15/2000; approximately 0% time spent during business hours; conducted at branch location investment related. 4. Owner, LIMAS All Corp; a Private Entity established to facilitate Securities, advisory, and insurance Business; Located in Garden City, NY as of 05/05/2020; 50% time spent during business hours; Conducted at branch; Investment related. 5. Monogram Wealth Partners, investment related, 1325 Franklin Avenue, Suite 105, Garden City NY, DBA, Started 072023

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Maurice James Acriche's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
AIF®

Experience


Current

October 1, 2025 - Present

ARKADIOS WEALTH ADVISORS

Office #1: 1325 Franklin Avenue, Suite 105, Garden City, NY 11530
RIA
CRD#: 288863
Garden City, NY
Current

October 1, 2025 - Present

ARKADIOS CAPITAL

Office #1: 1325 Franklin Avenue, Suite 105, Garden City, NY 11530
BD
CRD#: 282710
Garden City, NY
Past

June 29, 2021 - October 3, 2025

COMMONWEALTH FINANCIAL NETWORK

RIA
CRD#: 8032
GARDEN CITY, NY
Past

July 20, 2007 - October 3, 2025

COMMONWEALTH FINANCIAL NETWORK

BD
CRD#: 8032
GARDEN CITY, NY
Past

July 5, 2002 - July 30, 2007

EQUITABLE ADVISORS, LLC

RIA
CRD#: 6627
WOODBURY, NY
Past

October 10, 2000 - July 30, 2007

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
WOODBURY, NY
Past

January 13, 2000 - March 31, 2000

MASON HILL & CO., INC.

BD
CRD#: 38308
NEW YORK, NY
Past

January 20, 1997 - October 29, 1997

CARLIN EQUITIES, LLC

BD
CRD#: 31295
NEW YORK, NY
Past

May 15, 1996 - January 22, 1997

MASON HILL & CO., INC.

BD
CRD#: 38308
NEW YORK, NY
Past

December 13, 1993 - January 25, 1996

LABRANCHE FINANCIAL SERVICES, LLC

BD
CRD#: 7432
NEW YORK, NY
Past

July 31, 1993 - December 23, 1993

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

April 10, 1991 - July 13, 1993

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY
Past

April 9, 1991 - July 31, 1993

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY
Past

February 1, 1990 - April 1, 1991

JJC SECURITIES CO., INC.

BD
CRD#: 3144
Past

January 2, 1990 - January 29, 1990

HANIFEN, IMHOFF SECURITIES CORP.

BD
CRD#: 10620
Past

December 12, 1989 - January 2, 1990

MOORE & SCHLEY, CAMERON & CO.

BD
CRD#: 6917
Past

March 15, 1989 - January 30, 1990

J. T. MORAN & CO., INC.

BD
CRD#: 15655
Past

January 23, 1985 - April 13, 1989

MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC.

BD
CRD#: 7404
NEW YORK, NY

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
ARKADIOS WEALTH ADVISORS
1031 SOLUTIONS | ZIMCO CAPITAL | WHITESTONE WEALTH MANAGEMENT | WHEELER WEALTH | WEBB GARNER | WEALTHSTONE GROUP | WEALTH ARCHITECTS, INC. | TUCKER INVESTMENT COUNSEL | TNT FINANCIAL SERVICES, LLC | THOMPSON/PRATT CAPITAL MANAGEMENT LLC | THE OAK FINANCIAL GROUP | TEXAS REGIONAL BANK | TBAER WEALTH MANAGEMENT | STRIVE FINANCIAL | STEWARDSHIP WEALTH MANAGEMENT | SR BROWN FINANCIAL SERVICES | SOUTHPARK CAPITAL | SINCLAIR FINANCIAL | SHEPPARD MOSHER WEALTH MANAGEMENT | SELECT WEALTH ADVISORS LLC | SECURA WEALTH MANAGEMENT | RUSSELL TOTAL WEALTH AND WELLNESS | RIVERTAN FINANCIAL | REVOLUTION X | RESOURCE INVESTMENT ARCHITECTS | RBG CAPITAL | RANGER WEALTH | PROXIMITY FINANCIAL PARTNERS | PRESERVATION SPECIALISTS, LLC | PIEDMONT WEALTH PARTNERS | PERSONAL PORTFOLIOS | PERCH WEALTH | PEAK RETIREMENT GROUP | PARRY FINANCIAL ADVISORS | OAK FINANCIAL ADVISORS | NGC GLOBAL WEALTH MANAGEMENT | MOORE INVESTED | MONARCH CAPITAL ADVISORS | MCFARLIN CAPITAL, LLC | MATRIX WEALTH MANAGEMENT | KLESTINSKI RAPP MARMITT INVESTMENT COUNSEL | KINSHIP WEALTH PARTNERS | KG WEALTH | KEYSTONE CAPITAL PARTNERS GROUP | INTEGRITY FINANCIAL | HOLOS INTEGRATED WEALTH | HERITAGE PENSION ADVISORS | HARVEST WEALTH ADVISORS | GULF COAST WEALTH MANAGEMENT | GREGG LENTZ & ASSOCIATES | G.L. SMITH AND ASSOCIATES | FOUNDATION FINANCIAL GROUP | FORESIGHT FINANCIAL PARTNERS | EXCLUSIVE FINANCIAL RESOURCES | EXCLUSIVE ADVISORS LLC | EAST PACES GROUP | DOWNEAST PRIVATE WEALTH | CREATIVE CAPITAL WEALTH MANAGEMENT | CORBET CAPITAL | CLOVER CAPITAL PARTNERS | BOB BURKE FINANCIAL SERVICES | BLUECHIP WEALTH ADVISORS | BERG FINANCIALS | BANDER WEALTH MANAGEMENT | ARKADIOS WEALTH ADVISORS LLC | ARKADIOS WEALTH ADVISORS | AKERS FINANCIAL GROUP | AIM ADVISERS

CRD#: 288863 / SEC#: 801-110833

RIA
Registered Investment Advisory firm - (7/17/2017 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(10/2/2025)
RR
Connecticut
(10/1/2025)
RR
Florida
(10/1/2025)
RR
Georgia
(10/1/2025)
RR
Maine
(10/1/2025)
RR
Maryland
(10/1/2025)
RR
Massachusetts
(10/3/2025)
RR
Michigan
(10/1/2025)
RR
Nevada
(10/1/2025)
RR
New Jersey
(10/1/2025)
RR
New York
(10/1/2025)
IAR
New York
(10/1/2025)
RR
North Carolina
(10/6/2025)
RR
Ohio
(10/1/2025)
RR
Pennsylvania
(10/1/2025)
RR
South Carolina
(10/1/2025)
RR
Texas
(10/1/2025)
IAR
Texas
(10/2/2025)
RR
Vermont
(10/1/2025)
RR
Virginia
(10/1/2025)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 10/17/2000
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 8
Date: 12/18/1990
General Securities Sales Supervisor Examination (Options Module & General Module)
SRO Registrations
RR
FINRA

Current Firm


AW
ARKADIOS WEALTH ADVISORS
1031 SOLUTIONS | ZIMCO CAPITAL | WHITESTONE WEALTH MANAGEMENT | WHEELER WEALTH | WEBB GARNER | WEALTHSTONE GROUP | WEALTH ARCHITECTS, INC. | TUCKER INVESTMENT COUNSEL | TNT FINANCIAL SERVICES, LLC | THOMPSON/PRATT CAPITAL MANAGEMENT LLC | THE OAK FINANCIAL GROUP | TEXAS REGIONAL BANK | TBAER WEALTH MANAGEMENT | STRIVE FINANCIAL | STEWARDSHIP WEALTH MANAGEMENT | SR BROWN FINANCIAL SERVICES | SOUTHPARK CAPITAL | SINCLAIR FINANCIAL | SHEPPARD MOSHER WEALTH MANAGEMENT | SELECT WEALTH ADVISORS LLC | SECURA WEALTH MANAGEMENT | RUSSELL TOTAL WEALTH AND WELLNESS | RIVERTAN FINANCIAL | REVOLUTION X | RESOURCE INVESTMENT ARCHITECTS | RBG CAPITAL | RANGER WEALTH | PROXIMITY FINANCIAL PARTNERS | PRESERVATION SPECIALISTS, LLC | PIEDMONT WEALTH PARTNERS | PERSONAL PORTFOLIOS | PERCH WEALTH | PEAK RETIREMENT GROUP | PARRY FINANCIAL ADVISORS | OAK FINANCIAL ADVISORS | NGC GLOBAL WEALTH MANAGEMENT | MOORE INVESTED | MONARCH CAPITAL ADVISORS | MCFARLIN CAPITAL, LLC | MATRIX WEALTH MANAGEMENT | KLESTINSKI RAPP MARMITT INVESTMENT COUNSEL | KINSHIP WEALTH PARTNERS | KG WEALTH | KEYSTONE CAPITAL PARTNERS GROUP | INTEGRITY FINANCIAL | HOLOS INTEGRATED WEALTH | HERITAGE PENSION ADVISORS | HARVEST WEALTH ADVISORS | GULF COAST WEALTH MANAGEMENT | GREGG LENTZ & ASSOCIATES | G.L. SMITH AND ASSOCIATES | FOUNDATION FINANCIAL GROUP | FORESIGHT FINANCIAL PARTNERS | EXCLUSIVE FINANCIAL RESOURCES | EXCLUSIVE ADVISORS LLC | EAST PACES GROUP | DOWNEAST PRIVATE WEALTH | CREATIVE CAPITAL WEALTH MANAGEMENT | CORBET CAPITAL | CLOVER CAPITAL PARTNERS | BOB BURKE FINANCIAL SERVICES | BLUECHIP WEALTH ADVISORS | BERG FINANCIALS | BANDER WEALTH MANAGEMENT | ARKADIOS WEALTH ADVISORS LLC | ARKADIOS WEALTH ADVISORS | AKERS FINANCIAL GROUP | AIM ADVISERS

CRD#: 288863 / SEC#: 801-110833

RIA
Registered Investment Advisory firm - (7/17/2017 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
2827 Peachtree Rd Ne, Suite 510, Atlanta, GA 30305
Mailing Address
Phone number
(404) 445-0035
Established
Firm type
Fiscal year end
# of Employees
188

SEC notice filing (52 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PEAK WRAP FEE PROGRAM BROCHURE (3/31/2025)

Regulatory assets under management


Total Number of Accounts12,091
AUM (Assets Under Management)$ 3,856,398,203

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ARKADIOS WEALTH ADVISORS

CRD#: 288863Garden City, NY 11530

TRUST BUT VERIFY

Monitor Maurice Acriche

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


Peter Faulkner Kettle
Peter KettleAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
IAR
RR
Brooklyn, NY
Diane E Finnerty
Diane FinnertyAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
New York, NY
Matthew James Borja Wang
Matthew James WangAdvisorCheck Check Mark
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IAR
RR
New York, NY
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics