Steven M. Lavorando
Professional summary
Steven Mark Lavorando, who also goes by Steven M Lavoando, is a registered financial professional currently at CAMBRIDGE INVESTMENT RESEARCH, INC. located in Carnelian Bay, California.
Steven is registered as a RR (Registered Representative) and started their career in finance in 1987. Steven has worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Steven Mark Lavorando's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 19, 2018 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
November 17, 2011 - January 29, 2018
WELLS FARGO CLEARING SERVICES, LLC
November 17, 2011 - January 29, 2018
WELLS FARGO CLEARING SERVICES, LLC
October 5, 2009 - November 29, 2011
AMERIPRISE FINANCIAL SERVICES, LLC
October 5, 2009 - November 29, 2011
AMERIPRISE FINANCIAL SERVICES, LLC
July 10, 2008 - October 5, 2009
AMERIPRISE ADVISOR SERVICES, INC.
July 3, 2008 - October 5, 2009
AMERIPRISE ADVISOR SERVICES, INC.
February 25, 2002 - July 24, 2008
UBS FINANCIAL SERVICES INC.
February 15, 2002 - July 24, 2008
UBS FINANCIAL SERVICES INC.
March 31, 1998 - February 22, 2002
CIBC WORLD MARKETS CORP.
August 18, 1994 - April 1, 1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 25, 1990 - April 19, 1991
LIBRA INVESTMENTS, INC.
October 19, 1987 - November 8, 1988
CHARLES SCHWAB & CO., INC.
January 21, 1987 - October 19, 1987
HENRY F. SWIFT & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/22/2018)
(1/19/2018)
(6/11/2019)
(1/19/2018)
(1/19/2018)
(10/27/2025)
Exams
FINRA
Current Firm
CAMBRIDGE INVESTMENT RESEARCH, INC.
CRD#: 39543 / SEC#: , 8-48740
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CAMBRIDGE INVESTMENT GROUP, INC. | SHAREHOLDER/HOLDING COMPANY | |
| BELL, COLLEEN MCGUIRE | PRESIDENT INNOVATION AND EXPERIENCE; DIRECTOR | 5077188 |
| BOEN, RYAN | EVP, CHIEF FINANCIAL OFFICER/FINOP, PRINCIPAL OPERATIONS OFFICER | 7842316 |
| KUHLMAN, RICHARD HENRY | SVP, CHIEF LEGAL OFFICER | 7076563 |
| MILLER, SETH AARON | PRESIDENT ADVOCACY & ADMINISTRATION; GENERAL COUNSEL; DIRECTOR | 5495508 |
| ROBBINS, TAMMY ANN | EXECUTIVE VICE PRESIDENT/CHIEF BUSINESS DEVELOPMENT OFFICER | 3125668 |
| ROLLINS, EDDIE THOMAS | EXECUTIVE VICE PRESIDENT, MANAGING DIRECTOR - BRIDGEPORT | 1523500 |
| SHAFER, ANDREA LYNN | EVP, CHIEF SUPERVISION OFFICER | 5448499 |
| STONE, CARLA JEAN | FIRST VICE PRESIDENT, FINANCE/CHIEF ACCOUNTING OFFICER | 3193985 |
| TURNER, GREGORY WALTER | EVP, CONSULTING SERVICES | 3144311 |
| VEST, VALARIE KNOBLOCK | EVP, CHIEF EXPERIENCE OFFICER | 3074142 |
| VIVACQUA, JEFFREY FRANCIS | PRESIDENT GROWTH AND DEVELOPMENT; DIRECTOR | 2608892 |
| WEBBER, AMY LYNN | CEO, SECRETARY; DIRECTOR | 1812670 |
| YOUHN, STEPHEN MICHAEL | CHIEF COMPLIANCE OFFICER | 1414691 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 4 |
Red Flags
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