Russell T. Middleton
Professional summary
Russell Thomas Middleton, who also goes by Russell T Middleton, Russell Thomas Middleton, is a registered financial professional currently at TRADEWEB LLC located in New York, New York.
Russell is registered as a RR (Registered Representative) and started their career in finance in 1987. Russell has worked at 9 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Russell Thomas Middleton's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 1, 2024 - Present
TRADEWEB LLC
Office #1: 245 Park Avenue 30th Floor, New York, NY 10167March 12, 2016 - November 16, 2023
MUFG SECURITIES AMERICAS INC.
August 6, 2015 - March 22, 2016
SG AMERICAS SECURITIES, LLC
October 1, 2008 - June 25, 2015
J.P. MORGAN SECURITIES LLC
June 2, 2008 - October 1, 2008
J.P. MORGAN SECURITIES INC.
January 25, 2008 - June 2, 2008
J.P. MORGAN SECURITIES LLC
April 11, 2005 - December 3, 2007
HSBC SECURITIES (USA) INC.
December 23, 1997 - March 31, 2005
J.P. MORGAN SECURITIES LLC
September 1, 1993 - December 22, 1997
CITIGROUP GLOBAL MARKETS INC.
May 15, 1991 - March 24, 1993
NIKKO ALTERNATIVE ASSET MANAGEMENT, INC.
July 15, 1987 - April 19, 1991
UBS SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/1/2024)
Exams
FINRA
Current Firm
TRADEWEB LLC
CRD#: 42759 / SEC#: , 8-49994
Contact information
FINRA licenses (9 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRADEWEB GLOBAL LLC | OWNER | |
| BRUNER, CHRISTIAN ADAM | BOARD MEMBER | 5661505 |
| CLACK, AMY | BOARD MEMBER | 4882071 |
| FRIEDMAN, DOUGLAS L. | GENERAL COUNSEL | 5121291 |
| MCGUIRE, MICHAEL TERRENCE | CHIEF COMPLIANCE OFFICER | 2267871 |
| PITTINSKY, JONATHAN DAVID | CHIEF FINANCIAL OFFICER | 4291263 |
| PITTINSKY, JONATHAN DAVID | DIRECTOR OF FINANCIAL OPERATIONS, FIN-OP PRINCIPAL | 4291263 |
| SERRAO, ASHLEY NEIL | BOARD MEMBER | 5360541 |
| WOOD, ELISABETH KIRBY | BOARD MEMBER | 4929181 |
Red Flags
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