Benjamin S. Bram

WATERMILL INSTITUTIONAL TRADING LLC

BAY HARBOR ISLANDS, FL 33154

Some features on this profile are disabled

CRD#: 1319325

Professional summary

Benjamin Scott Bram is a registered financial professional currently at WATERMILL INSTITUTIONAL TRADING LLC located in Bay Harbor Islands, Florida.

Benjamin is registered as a RR (Registered Representative) and started their career in finance in 1984. Benjamin has worked at 3 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Benjamin Scott Bram's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 24, 2010 - Present

WATERMILL INSTITUTIONAL TRADING LLC

Office #1: 1111 Kane Concourse Suite 605, Bay Harbor Islands, FL 33154

RIA

CRD#: 150892

BAY HARBOR ISLANDS, FL

Past

January 15, 2009 - August 3, 2010

WILLIAMS TRADING LLC

CRD#: 43678

WESTPORT, CT

Past

December 5, 1984 - March 14, 2006

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(9/8/2010)

Connecticut
(10/7/2010)

Delaware
(3/21/2011)

Florida
(4/16/2014)

Illinois
(10/4/2010)

Louisiana
(4/14/2014)

Massachusetts
(2/9/2011)

Minnesota
(4/30/2015)

New Jersey
(11/19/2010)

New York
(7/27/2010)

Ohio
(6/30/2014)

Puerto Rico
(1/24/2022)

Virginia
(9/22/2010)

Washington
(9/2/2014)

Exams

State Security Law Exam

Series 63

Date: 3/2/2009

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 3/2/2009

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 11/17/1984

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/23/2010

General Securities Principal Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

WATERMILL INSTITUTIONAL TRADING LLC

WATERMILL INSTITUTIONAL TRADING LLC | WATERMILL TRADING LLC

CRD#: 150892 / SEC#: , 8-68311

New Jersey

Registered Investment Advisory firm - SEC (2/10/2025 Approved)

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

111 Town Square Place Suite 1520, Jersey City, NJ 07310

Mailing Address

111 Town Square Place Suite 1520, Jersey City, NJ 07310

Phone number

(917) 621-3829

Established

Delaware since 01/23/2009

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (15 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
WATERMILL TRADING HOLDINGS LLC	100% OWNER
BRAM, BENJAMIN SCOTT	CEO	1319325
DEMPSEY, DAVID JOSEPH	COO,CCO	1831193
RUTITSKIY, DMITRIY	FINOP	6117665
WACHSTETER, GREGORY ALAN	MANAGING DIRECTOR	3165385

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

John Fricker

EQUITABLE ADVISORS, LLC

IAR

Ft. Lauderdale, FL

Noah Alweiss

MORGAN STANLEY

IAR

Miami, FL

Victoria Ricker

DAYMARK WEALTH PARTNERS, LLC

IAR

FORT LAUDERDALE, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Benjamin S. Bram

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Benjamin Scott Bram's CRS (Customer Relationship Summary).

Certified licenses

Experience

WILLIAMS TRADING LLC

GOLDMAN SACHS & CO. LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 3/2/2009

Series 57TO

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 3/2/2009

Series 7

Date: 11/17/1984

Series 24

Date: 2/23/2010

FINRA

Nasdaq Stock Market

Current Firm

WATERMILL INSTITUTIONAL TRADING LLC

Contact information

FINRA licenses (15 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

WATERMILL INSTITUTIONAL TRADING LLC

TRUST BUT VERIFY

Similar Advisors