Susan S. Quigley
CETERA INVESTMENT ADVISERS LLC
GARDEN CITY, NY
Some features on this profile are disabled
CRD#: 1318132
Professional summary
Susan Silverman Quigley, CFP®, who also goes by Susan Lori Kneisel, Susan Quigley, Quigley Susan Silverman, Susan Lori Silverman, Susan L Silverman-quigley, Susan Silverman-quigley, Susan Lori Silvermanquigley, Susan S Silvermanquigley, Susan Silvermanquigley, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Garden City, New York and CETERA WEALTH SERVICES, LLC located in Garden City, New York.
Susan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Susan has worked at 10 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
What are your service offerings?
Comprehensive Financial Planni...
Investment Planning
Debt Management
Estate Planning
Tax Planning
Long-term Care
Education Planning
Elder Care
Retirement Planning
Insurance Planning
Divorce Planning
Life Transitions
Are you a "fiduciary"?
Yes
Aliases
Susan Lori Kneisel | Susan Quigley | Quigley Susan Silverman | Susan Lori Silverman | Susan L Silverman-Quigley | Susan Silverman-Quigley | Susan Lori Silvermanquigley | Susan S Silvermanquigley | Susan Silvermanquigley
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) FINANCIAL PLANNING ASSOCIATION; Advocacy Chair; Financial Planning Association is the leading membership organization for CFPs and those engaged in the financial planning process. FPA is your partner in planning by helping you realize your vision of professional fulfillment through practice support, learning, advocacy, and networking.; 5HRS; HRS 3; 06/01/2021; 8 Yale Street, Garden City NY 11530, United States; plan activities, fpa is the marketing and outreach arm for cfps , represent cfps concerns, help plan pro bono events and annual symposium 2) ESTATE OF ASENETH BUNIN; Administrator / Executor; I became executive and replaced her as administrator for her deceased husband. victim's fund pays out once every year or 2 until 2039; IR;1 HRS; O HRS; 08/02/2021; 8 Yale Street, Garden City NY 11530, United States; once a year or so, receive check from victim's compensation fund, distribute to 10 beneficiaries 3) SQUIGLEY FINANCIAL LLC; Sole Member; Investment advice, Financial Planning Services, Insurance and Annuities, Mortgages; IR; 200HRS; 130 HRS; 12/03/2020; 8 Yale Street, Garden City NY 11530, United States; Investing & monitoring client account, Financial Planning for clients, Monitoring and completing insurance cases, annuity cases, Creating and completing mortgage applications 4) GREY FOX BLUEGRASS FESTIVAL; Volunteer Check-in; Grey Fox Bluegrass Festival is an annual 4-day music festival featuring of bluegrass, newgrass, and roots music on six stages. NIR; 1 HRS; 0 HRS; START DATE: 06/12/2008; 1 Poultney Rd, Oak Hill NY 12460, United States; Checking in the volunteers and artists as they arrive for the festival giving out parking passes helping festival goers. 5) WINSOME NELSON TRUST; Trustee; investment client sine 2005. second marriage asked me to be trustee on insurance trust NIR; 1 HRS; 0 HRS; START DATE: 08/26/2004; 8 Yale Street, Garden City NY 11530, United States; insurance premiums on auto pay monitor life insurance policy no other duties while client is alive 6) ESTATE OF STEPHEN BUNIN; Administrator / Executor; court appointed me his administrator: 1 HRS; 0 HRS; 01/09/2008; 8 Yale Street, Garden City NY 11530, United States; once a year, we get check form victims compensation fund. distribute to 10 beneficiaries. Steve passed in 9/11 7) FRIENDS OF GARDEN CITY GIRLS SOCCER; committee chair; This is a committee to manage small checking account that comes from bake sales and small donations to help support the GC HS girls soccer team to pay for extra items.; NIR, HRS 0; HRS 0;09/01/2011; 170 Rockaway Ave, Garden City NY 11530, United States; I approve and review expenses, write 2 or 3 checks and review bank statement.
CRS (Client Relationship Summary) - RIA
Click below to view Susan Silverman Quigley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1999
Experience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
GARDEN CITY, NY
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
GARDEN CITY, NY
Past
July 25, 2023 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
GARDEN CITY, NY
Past
July 25, 2023 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
GARDEN CITY, NY
Past
September 15, 2008 - July 25, 2023
AMERICAN PORTFOLIOS ADVISORS, INC
RIA
CRD#: 112697
HOLBROOK, NY
Past
September 15, 2008 - July 25, 2023
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
BD
CRD#: 18487
GARDEN CITY, NY
Past
July 25, 2002 - October 6, 2008
ASSET & FINANCIAL PLANNING, LTD
RIA
CRD#: 110709
GREAT NECK, NY
Past
January 6, 2000 - October 6, 2008
PRIME CAPITAL SERVICES, INC.
BD
CRD#: 18334
POUGHKEEPSIE, NY
Past
October 13, 1993 - December 17, 1999
CITICORP INVESTMENT SERVICES
BD
CRD#: 23988
LONG ISLAND CITY, NY
Past
December 4, 1984 - February 8, 1985
FORESTERS FINANCIAL SERVICES, INC.
BD
CRD#: 305
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(9/5/2025)
RR
Connecticut(9/5/2025)
RR
Delaware(9/5/2025)
RR
Florida(9/5/2025)
RR
Georgia(9/5/2025)
RR
Maine(9/5/2025)
RR
Maryland(9/5/2025)
RR
Massachusetts(9/5/2025)
RR
Minnesota(9/5/2025)
RR
Nevada(9/5/2025)
RR
New Jersey(9/5/2025)
RR
New York(9/5/2025)
IAR
New York(9/5/2025)
RR
North Carolina(9/5/2025)
RR
Pennsylvania(9/5/2025)
RR
Rhode Island(9/5/2025)
RR
South Carolina(9/5/2025)
RR
South Dakota(9/5/2025)
RR
Texas(9/5/2025)
IAR
Texas(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
