Brian Fee

CITIZENS SECURITIES

Newtown Sq, PA 19073

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CRD#: 1316814

Professional summary

Brian Fee, who also goes by Brian D Fee, Brian David Fee, is a registered financial advisor currently at CITIZENS SECURITIES, INC. located in Newtown Sq, Pennsylvania.

Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Brian has worked at 19 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brian D Fee | Brian David Fee

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Fee's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Brian Fee's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 10, 2021 - Present

CITIZENS SECURITIES, INC.

Office #1: 3514 West Chester Pike, Newtown Sq, PA 19073Office #2: 1502 West Chester Pike Marketplace Shopping Center, West Chester, PA 19382

RIA

CRD#: 39550

Newtown Sq, PA

Current

September 9, 2021 - Present

CITIZENS SECURITIES, INC.

Office #1: 3514 West Chester Pike, Newtown Sq, PA 19073Office #2: 1502 West Chester Pike Marketplace Shopping Center, West Chester, PA 19382

RIA

CRD#: 39550

Newtown Sq, PA

Past

February 27, 2018 - January 20, 2021

TD AMERITRADE, INC.

RIA

CRD#: 7870

Wilmington, DE

Past

February 26, 2018 - December 31, 2020

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

OMAHA, NE

Past

February 26, 2018 - January 20, 2021

TD AMERITRADE, INC.

CRD#: 7870

Wilmington, DE

Past

March 21, 2017 - February 26, 2018

SCOTTRADE INVESTMENT MANAGEMENT

RIA

CRD#: 169988

SAINT LOUIS, MO

Past

March 3, 2017 - February 26, 2018

SCOTTRADE, INC.

CRD#: 8206

NEWARK, DE

Past

November 30, 2016 - March 2, 2017

LPL FINANCIAL LLC

RIA

CRD#: 6413

SPRINGFIELD, PA

Past

November 30, 2016 - March 2, 2017

LPL FINANCIAL LLC

CRD#: 6413

SPRINGFIELD, PA

Past

May 4, 2015 - November 30, 2016

CUSO FINANCIAL SERVICES, L.P.

RIA

CRD#: 42132

UPPER DARBY, PA

Past

May 4, 2015 - November 30, 2016

CUSO FINANCIAL SERVICES, L.P.

CRD#: 42132

UPPER DARBY, PA

Past

September 9, 2014 - May 4, 2015

PNC WEALTH MANAGEMENT LLC

RIA

CRD#: 129052

SWARTHMORE, PA

Past

September 9, 2014 - May 4, 2015

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

SWARTHMORE, PA

Past

September 19, 2012 - August 26, 2014

SANTANDER SECURITIES LLC

RIA

CRD#: 41791

CONSHOHOCKEN, PA

Past

September 19, 2012 - August 26, 2014

SANTANDER SECURITIES LLC

CRD#: 41791

CONSHOHOCKEN, PA

Past

September 7, 2011 - September 19, 2012

LPL FINANCIAL LLC

RIA

CRD#: 6413

DEVON, PA

Past

September 7, 2011 - September 19, 2012

LPL FINANCIAL LLC

CRD#: 6413

DEVON, PA

Past

May 12, 2006 - August 26, 2011

CUSO FINANCIAL SERVICES, L.P.

RIA

CRD#: 42132

MEDIA, PA

Past

September 7, 2004 - August 26, 2011

CUSO FINANCIAL SERVICES, L.P.

CRD#: 42132

MEDIA, PA

Past

April 29, 2002 - September 17, 2004

RYAN BECK & CO.

CRD#: 3248

FLORHAM PARK, NJ

Past

March 28, 2002 - May 14, 2002

GRUNTAL & CO., L.L.C.

CRD#: 372

NEW YORK, NY

Past

March 9, 2002 - April 3, 2002

RBC CAPITAL MARKETS, LLC

CRD#: 31194

NEW YORK, NY

Past

August 31, 1993 - March 9, 2002

TUCKER ANTHONY INCORPORATED

CRD#: 837

BOSTON, MA

Past

January 30, 1992 - September 1, 1993

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

February 19, 1991 - December 2, 1991

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

DETROIT, MI

Past

July 12, 1989 - March 3, 1992

CITISTREET EQUITIES LLC

CRD#: 7447

SOMERSET, NJ

Past

February 26, 1987 - July 11, 1989

PAMCO SECURITIES AND INSURANCE SERVICES

CRD#: 11028

Past

November 26, 1984 - July 1, 1987

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

Past

November 26, 1984 - October 6, 1988

EQUITABLE ADVISORS, LLC

CRD#: 6627

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CITIZENS SECURITIES, INC.

CRD#: 39550 / SEC#: 801-61902, 8-48744

RIA

Registered Investment Advisory firm - SEC (3/27/2003 Approved)

Connecticut

Registered Investment Advisory firm - SEC (4/10/2003 Terminated)

Florida

Registered Investment Advisory firm - SEC (4/10/2003 Terminated)

Maine

Registered Investment Advisory firm - SEC (4/14/2003 Terminated)

New Hampshire

Registered Investment Advisory firm - SEC (4/10/2003 Terminated)

New York

Registered Investment Advisory firm - SEC (3/31/2002 Terminated)

Rhode Island

Registered Investment Advisory firm - SEC (5/8/2003 Terminated)

Vermont

Registered Investment Advisory firm - SEC (4/28/2003 Terminated)

Broker-Dealer Firm Regulated by FINRA (Boston district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Delaware
(2/11/2022)

IAR

Delaware
(2/11/2022)

Florida
(8/11/2022)

IAR

Florida
(8/12/2022)

New Jersey
(5/7/2024)

IAR

New Jersey
(5/8/2024)

New York
(6/11/2025)

IAR

New York
(6/11/2025)

Pennsylvania
(9/9/2021)

IAR

Pennsylvania
(9/10/2021)

Texas
(5/4/2023)

IAR

Texas
(5/4/2023)

Virginia
(6/13/2022)

IAR

Virginia
(6/14/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/24/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/1/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/15/1991

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/16/1984

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

CITIZENS SECURITIES, INC.

CRD#: 39550 / SEC#: 801-61902, 8-48744

RIA

Registered Investment Advisory firm - SEC (3/27/2003 Approved)

Connecticut

Registered Investment Advisory firm - SEC (4/10/2003 Terminated)

Florida

Registered Investment Advisory firm - SEC (4/10/2003 Terminated)

Maine

Registered Investment Advisory firm - SEC (4/14/2003 Terminated)

New Hampshire

Registered Investment Advisory firm - SEC (4/10/2003 Terminated)

New York

Registered Investment Advisory firm - SEC (3/31/2002 Terminated)

Rhode Island

Registered Investment Advisory firm - SEC (5/8/2003 Terminated)

Vermont

Registered Investment Advisory firm - SEC (4/28/2003 Terminated)

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

One Citizens Bank Way Jcb135, Johnston, RI 02043

Mailing Address

200 Station Drive Mws414, Westwood, MA 02090

Phone number

(781) 364-1641

Established

Rhode Island since 09/21/1995

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

418

SEC notice filing (52 States and Territories)

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

CSI ADVISORY SOLUTIONS MANAGED ACCOUNT PROGRAM BROCHURE 6242025 (6/23/2025)

CSI FORM ADV DIGITAL ADVISORY PROGRAM BROCHURE 2142025 (2/13/2025)

Direct owners and executive officers

Name	Position	CRD#
CITIZENS BANK, N.A.	DIRECT OWNERSHIP
ARNOLD, CHAD	COO WEALTH, EXECUTIVE VICE PRESIDENT	3076401
CARVALHO, KEVIN JOHN	CHIEF FINANCIAL OFFICER	6115556
CHERNY, MICHAEL	PRESIDENT	4864410
SHORE, DAVID HOWARD	CHIEF COMPLIANCE OFFICER	2106767

Regulatory assets under management

Total Number of Accounts	53,044
AUM (Assets Under Management)	$ 9,188,004,183

Disclosures

Regulatory Event	16
Arbitration	6

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brian Fee

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Fee's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Brian Fee's CRS (Customer Relationship Summary).

Certified licenses

Experience

CITIZENS SECURITIES, INC.

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

SCOTTRADE INVESTMENT MANAGEMENT

SCOTTRADE, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

CUSO FINANCIAL SERVICES, L.P.

CUSO FINANCIAL SERVICES, L.P.

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

SANTANDER SECURITIES LLC

SANTANDER SECURITIES LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

CUSO FINANCIAL SERVICES, L.P.

CUSO FINANCIAL SERVICES, L.P.

RYAN BECK & CO.

GRUNTAL & CO., L.L.C.

RBC CAPITAL MARKETS, LLC

TUCKER ANTHONY INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

AMERIPRISE ADVISOR SERVICES, INC.

CITISTREET EQUITIES LLC

PAMCO SECURITIES AND INSURANCE SERVICES

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

CITIZENS SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/24/2014

Series 63

Date: 8/1/1986

SIE

Date: 10/1/2018

Series 7

Date: 2/15/1991

Series 6

Date: 11/16/1984

FINRA

Current Firm

CITIZENS SECURITIES, INC.

Contact information

SEC notice filing (52 States and Territories)

FINRA licenses (52 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

CITIZENS SECURITIES, INC.

TRUST BUT VERIFY

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