Maryclaire Oram
Professional summary
Maryclaire Oram, who also goes by Mary Claire Horan, Maryclaire Horan, is a registered financial professional currently at TRADEWEB DIRECT LLC located in New York, New York.
Maryclaire is registered as a RR (Registered Representative) and started their career in finance in 1986. Maryclaire has worked at 13 firms and has passed the Series 63, Series 99TO, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Maryclaire Oram's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 23, 2014 - Present
TRADEWEB DIRECT LLC
Office #1: 245 Park Avenue Floor 30, New York, NY 10167April 30, 2012 - June 12, 2014
TRADEWEB LLC
August 2, 2011 - March 19, 2012
OPENX MARKETS, LLC
May 15, 2006 - August 31, 2010
TRADEWEB DIRECT LLC
November 1, 2004 - May 23, 2005
JEFFERIES LLC
February 15, 2002 - November 1, 2004
BONDS DIRECT SECURITIES LLC
December 19, 2000 - November 5, 2001
BONDBOOK, LLC
July 13, 2000 - September 20, 2000
BONDNET BROKERS INC.
August 9, 1994 - August 26, 1997
BONDNET BROKERAGE, INCORPORATED
July 21, 1992 - June 7, 1994
PEOPLE'S SECURITIES, INC.
November 27, 1991 - July 8, 1992
COLONIAL INVESTMENT SERVICES
July 25, 1987 - March 5, 1990
DREXEL BURNHAM LAMBERT GOVERNMENT SECURITIES INC.
December 19, 1986 - March 5, 1990
DREXEL BURNHAM LAMBERT INCORPORATED
January 22, 1986 - December 9, 1986
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/23/2014)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
TRADEWEB DIRECT LLC
CRD#: 103787 / SEC#: , 8-52278
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BONDDESK GROUP LLC | OWNER | |
| BRUNER, CHRISTIAN ADAM | BOARD MEMBER | 5661505 |
| CAHALANE, JOHN JOSEPH | PRESIDENT | 2922033 |
| CLACK, AMY | BOARD MEMBER | 4882071 |
| FRIEDMAN, DOUGLAS L. | GENERAL COUNSEL | 5121291 |
| MCGUIRE, MICHAEL TERRENCE | CHIEF COMPLIANCE OFFICER | 2267871 |
| PITTINSKY, JONATHAN DAVID | CHIEF FINANCIAL OFFICER AND FINANCIAL OPERATIONS PRINCIPAL | 4291263 |
| SERRAO, ASHLEY NEIL | BOARD MEMBER | 5360541 |
| WOOD, ELISABETH KIRBY | BOARD MEMBER | 4929181 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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