George R. Goldman
Professional summary
George Robert Goldman, CFP® is a registered financial professional currently at U.S. STERLING SECURITIES, INC. located in Hauppauge, New York.
George is registered as a RR (Registered Representative) and started their career in finance in 1987. George has worked at 25 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, Series 57TO, Series 79TO, SIE, Series 34, Series 3, Series 55, Series 7, Series 14, Series 27, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view George Robert Goldman's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2001
Experience
April 30, 2009 - Present
U.S. STERLING SECURITIES, INC.
Office #1: 1393 Veterans Memorial Highway Unit 412n, Hauppauge, NY 11788May 26, 2015 - May 28, 2015
MARTINEZ-AYME SECURITIES
May 15, 2015 - August 9, 2016
CRAFT WEALTH MANAGEMENT LLC
March 18, 2015 - August 11, 2016
CRAFT CAPITAL MANAGEMENT LLC
June 22, 2012 - November 28, 2017
PRINCIPAL PROTECTION ADVISORS LLC
July 3, 2008 - November 2, 2009
EULAV SECURITIES, INC.
June 1, 2007 - September 4, 2008
INTERMERCHANT SECURITIES LLC
May 15, 2007 - June 28, 2007
MILESTONE FINANCIAL SERVICES, INC.
August 24, 2006 - January 3, 2007
LIGHTSTONE SECURITIES, LLC
February 3, 2006 - December 14, 2006
THE CONCORD EQUITY GROUP, LLC
September 22, 2004 - November 22, 2005
HENLEY & COMPANY LLC
April 2, 2004 - June 22, 2004
MEETING STREET BROKERAGE, LLC
August 28, 2003 - September 13, 2004
GLOBAL OAK CAPITAL MARKETS LLC
October 23, 2002 - November 22, 2005
U.S. STERLING SECURITIES, INC.
June 2, 2000 - May 2, 2003
ADIRONDACK TRADING GROUP LLC
November 3, 1999 - November 18, 1999
HOBBS MELVILLE SECURITIES CORP.
October 27, 1999 - June 9, 2000
WINDSOR CAPITAL ADVISORS, LLC
April 1, 1999 - June 30, 1999
HOBBS MELVILLE SECURITIES CORP.
January 15, 1999 - July 6, 1999
THE MINNEAPOLIS COMPANY, INC.
September 16, 1998 - January 6, 1999
PARKER BROMLEY LTD.
May 19, 1998 - September 11, 1998
QUEST CAPITAL STRATEGIES, INC.
February 4, 1998 - May 12, 1998
FOSTER JEFFRIES SECURITIES, LLC
November 7, 1991 - February 10, 1998
QUEST CAPITAL STRATEGIES, INC.
February 8, 1991 - June 24, 1991
PATAGON.COM SECURITIES CORP.
October 27, 1989 - March 22, 1990
G. K. SCOTT & CO., INC.
May 6, 1988 - June 8, 1989
GLOBAL CAPITAL SECURITIES, INC.
March 23, 1988 - April 19, 1988
SHELTER ROCK SECURITIES CORP.
February 5, 1987 - March 17, 1988
INDIVIDUAL'S SECURITIES LTD.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/27/2015)
(5/8/2017)
(7/12/2010)
(5/10/2017)
Exams
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 55
Date: 6/2/1999
Limited Representative-Equity Trader ExamFINRA
Current Firm
U.S. STERLING SECURITIES, INC.
CRD#: 35912 / SEC#: , 8-47052
Contact information
FINRA licenses (43 States and Territories)
Direct owners and executive officers
Red Flags
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