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Christopher John Delzio

LEBENTHAL FINANCIAL SERVICES
JERICHO, NY
·CRD# 1309510·37 years experience

Professional Summary

Christopher John Delzio, who also goes by Chris J Delzio, is a registered financial advisor currently at LEBENTHAL FINANCIAL SERVICES, INC. located in Jericho, New York. Christopher is registered as a RR (Registered Representative) and started their career in finance in 1988. Christopher has worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Chris J Delzio

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

37 years in the financial services industry

Current & Past Employments

LEBENTHAL FINANCIAL SERVICES, INC.·CRD# 137988
BD
500 N. Broadway Suite 238, Jericho, NY 11753
April 28, 2020 - Present
STONEX SECURITIES INC.·CRD# 18456
BD
Lady Lake, FL
December 6, 2019 - April 29, 2020
QUEST CAPITAL STRATEGIES, INC.·CRD# 16783
BD
Laguna Hills, CA
August 31, 2012 - December 6, 2019
NEXT FINANCIAL GROUP, INC.·CRD# 46214
BD
Palm Bay, FL
January 3, 2008 - September 4, 2012
WELLSTONE SECURITIES, LLC·CRD# 121559
BD
Cumming, GA
August 29, 2003 - December 31, 2007
MMR, INC.·CRD# 16958
BD
Wichita, KS
May 23, 1997 - September 4, 2003
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
August 30, 1993 - May 6, 1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
April 10, 1990 - September 1, 1993
DAVID LERNER ASSOCIATES, INC.·CRD# 5397
BD
Syosset, NY
December 20, 1988 - April 9, 1990

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Current Firm

LF
LEBENTHAL FINANCIAL SERVICES, INC.

BRISTOL FINANCIAL SERVICES, INC | LEBENTHAL FINANCIAL SERVICES, INC.

CRD#: 137988 / SEC#: 8-67140
BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)

Contact Information

Main Address

500 N. Broadway Suite 238, Jericho, NY 11753

Mailing Address

500 N. Broadway Suite 238, Jericho, NY 11753

Phone Number

(516) 349-5555

Established

New York since 07/13/2005

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (40 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
HARTZMAN, MICHAEL AVERYPRESIDENT, EXECUTIVE REP., CHIEF COMPLIANCE OFFICER OF INVESTMENT ADVISORY, MUNICIPAL PRINCIPAL, OPTIONS PRINCIPAL2216133
TAVELLA, DOMINICKOWNER1069864
MASON, RANDI PATRICECHIEF COMPLIANCE OFFICER722302
SAKOL, DANIEL SCOTTFINOP2813237

Disclosures

Regulatory Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Arkansas
(2/25/2026)
RR
Colorado
(3/29/2022)
RR
Connecticut
(4/28/2020)
RR
Florida
(6/5/2020)
RR
Georgia
(12/4/2020)
RR
Indiana
(4/28/2020)
RR
Maryland
(4/28/2020)
RR
Michigan
(11/6/2025)
RR
New Jersey
(6/23/2020)
RR
New York
(4/28/2020)
RR
North Carolina
(4/29/2020)
RR
Pennsylvania
(8/21/2020)
RR
Texas
(4/28/2020)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1989About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 1988About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Christopher John Delzio's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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