Christopher J. Delzio

LEBENTHAL FINANCIAL SERVICES

Jericho, NY 11753

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CRD#: 1309510

Professional summary

Christopher John Delzio, who also goes by Chris J Delzio, is a registered financial professional currently at LEBENTHAL FINANCIAL SERVICES, INC. located in Jericho, New York.

Christopher is registered as a RR (Registered Representative) and started their career in finance in 1988. Christopher has worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Chris J Delzio

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher John Delzio's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 28, 2020 - Present

LEBENTHAL FINANCIAL SERVICES, INC.

Office #1: 500 N. Broadway Suite 238, Jericho, NY 11753

CRD#: 137988

Jericho, NY

Past

December 6, 2019 - April 29, 2020

STONEX SECURITIES INC.

CRD#: 18456

LADY LAKE, FL

Past

August 31, 2012 - December 6, 2019

QUEST CAPITAL STRATEGIES, INC.

CRD#: 16783

LAGUNA HILLS, CA

Past

January 3, 2008 - September 4, 2012

NEXT FINANCIAL GROUP, INC.

CRD#: 46214

PALM BAY, FL

Past

August 29, 2003 - December 31, 2007

WELLSTONE SECURITIES, LLC

CRD#: 121559

CUMMING, GA

Past

May 23, 1997 - September 4, 2003

MMR, INC.

CRD#: 16958

WICHITA, KS

Past

August 30, 1993 - May 6, 1996

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

April 10, 1990 - September 1, 1993

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

December 20, 1988 - April 9, 1990

DAVID LERNER ASSOCIATES, INC.

CRD#: 5397

SYOSSET, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(3/29/2022)

Connecticut
(4/28/2020)

Florida
(6/5/2020)

Georgia
(12/4/2020)

Indiana
(4/28/2020)

Maryland
(4/28/2020)

Michigan
(11/6/2025)

New Jersey
(6/23/2020)

New York
(4/28/2020)

North Carolina
(4/29/2020)

Ohio
(6/16/2020)

Pennsylvania
(8/21/2020)

Texas
(4/28/2020)

Exams

State Security Law Exam

Series 63

Date: 1/4/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/17/1988

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

LEBENTHAL FINANCIAL SERVICES, INC.

BRISTOL FINANCIAL SERVICES, INC | LEBENTHAL FINANCIAL SERVICES, INC.

CRD#: 137988 / SEC#: , 8-67140

Broker-Dealer Firm Regulated by FINRA (Long Island district office)

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Contact information

Main Address

500 N. Broadway Suite 238, Jericho, NY 11753

Mailing Address

500 N. Broadway Suite 238, Jericho, NY 11753

Phone number

(516) 349-5555

Established

New York since 07/13/2005

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (39 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
HARTZMAN, MICHAEL AVERY	PRESIDENT, EXECUTIVE REP., CHIEF COMPLIANCE OFFICER OF INVESTMENT ADVISORY, MUNICIPAL PRINCIPAL, OPTIONS PRINCIPAL	2216133
TAVELLA, DOMINICK	OWNER	1069864
MASON, RANDI PATRICE	CHIEF COMPLIANCE OFFICER	722302
SAKOL, DANIEL SCOTT	FINOP	2813237

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Christopher J. Delzio

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher John Delzio's CRS (Customer Relationship Summary).

Certified licenses

Experience

STONEX SECURITIES INC.

QUEST CAPITAL STRATEGIES, INC.

NEXT FINANCIAL GROUP, INC.

WELLSTONE SECURITIES, LLC

MMR, INC.

UBS FINANCIAL SERVICES INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

DAVID LERNER ASSOCIATES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 1/4/1989

SIE

Date: 10/1/2018

Series 7

Date: 12/17/1988

FINRA

Current Firm

LEBENTHAL FINANCIAL SERVICES, INC.

Contact information

FINRA licenses (39 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

LEBENTHAL FINANCIAL SERVICES, INC.

TRUST BUT VERIFY

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