Michael S. Oberlander
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Stephen Oberlander, who also goes by Michael S Oberlander, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1985. Michael had worked at 7 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 8, 2012 - December 19, 2013
DAVINCI CAPITAL MANAGEMENT, INC.
October 1, 2002 - April 5, 2011
CLARY INVESTMENT AND INSURANCE PLANNING CORP.
May 1, 2000 - October 25, 2002
MM ASCEND LIFE INVESTOR SERVICES, LLC
July 16, 1996 - April 25, 2000
CLARY INVESTMENT AND INSURANCE PLANNING CORP.
May 18, 1992 - August 3, 1995
BOLTON GLOBAL CAPITAL
October 31, 1986 - November 24, 1986
ABACUS EQUITY SERVICES, INC.
October 20, 1986 - July 3, 1990
LCP CAPITAL CORP.
January 31, 1985 - October 28, 1986
CARDELL & ASSOCIATES, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DAVINCI CAPITAL MANAGEMENT, INC.
CRD#: 46897 / SEC#: 801-56514, 8-51580
Contact information
FINRA licenses (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 85 |
| AUM (Assets Under Management) | $ 40,216,551 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
