Catherine Marie Town
Professional Summary
Catherine Marie Town, who also goes by Cathy Town, is a registered financial advisor currently at THE ASCENT GROUP, LLC located in Wayne, Pennsylvania and OSAIC WEALTH, INC. located in Wayne, Pennsylvania. Catherine is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Catherine has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Catherine Marie Town, Cathy Town
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
6 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
ACITO & PAOLINI | WALSH & NICHOLSON | VESTED ADVISORS | THE ASCENT GROUP, LLC | SUMMIT GROUP OF VIRGINIA | SUMMIT GROUP 401K CONSULTING | ONE STOP FINANCIAL SERVICES | FINWELL CONNECT | ALERA GROUP WEALTH SERVICES | ALERA GROUP RETIREMENT PLAN SERVICES
Contact Information
Main Address
192 Ballard Court Suite 400, Virginia Beach, VA 23462Phone Number
(757) 499-8300# of Employees
44SEC notice filing (29 States and Territories)
Registered to provide investment advisory services in 29 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
8,449AUM (Assets Under Management)
$4,760,597,948Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
ACITO & PAOLINI | WALSH & NICHOLSON | VESTED ADVISORS | THE ASCENT GROUP, LLC | SUMMIT GROUP OF VIRGINIA | SUMMIT GROUP 401K CONSULTING | ONE STOP FINANCIAL SERVICES | FINWELL CONNECT | ALERA GROUP WEALTH SERVICES | ALERA GROUP RETIREMENT PLAN SERVICES
State Registrations and Notice Filings
(5/14/2021)
(8/23/2024)
(5/14/2021)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Catherine Marie Town's CRS (Customer Relationship Summary).
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