Richard P. Wilkins
Professional summary
Richard Paul Wilkins JR is a registered financial professional currently at THE O.N. EQUITY SALES COMPANY located in Puyallup, Washington.
Richard is registered as a RR (Registered Representative) and started their career in finance in 1984. Richard has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richard Paul Wilkins JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 15, 2006 - Present
THE O.N. EQUITY SALES COMPANY
October 5, 1984 - May 1, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
October 5, 1984 - May 22, 2006
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/30/2019)
(3/27/2019)
(2/21/2018)
(11/22/2021)
(2/2/2023)
(5/16/2006)
(5/15/2006)
Exams
FINRA
Current Firm
THE O.N. EQUITY SALES COMPANY
CRD#: 2936 / SEC#: , 8-14161
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
Red Flags
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