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Timothy P. Evans
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Marietta, GA 30060
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CRD#: 1304736
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Professional summary
Timothy Paul Evans, CFP®, who also goes by Tim Evans, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Marietta, Georgia and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Marietta, Georgia.
Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Timothy has worked at 17 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tim Evans
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) TIMOTHY P EVANS, CPA, PC, 5475 N HILLBROOKE TRACE, JOHNS CREEK, GA, CPA/ENROLLED AGENT/TAX PREP, SOLE OWNER, 01/01/85 NIR, 60/WK- 8/TRADING HR 2) TIMOTHY P EVANS, INSURANCE AGENT/SALES, 5475 N HILLBROOKE TRACE, JOHNS CREEK, GA, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 01/01/87, NIR, 0/WK- 0/TRADING 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING 12/14/20 4) CUMBERLAND FINANCIAL GROUP, 445 Manget Street, Marietta GA 30060, United States, 01/01/2015, Agent, Using a Trade Name/dba, INV REL, 25 HR/MO - 6 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Timothy Paul Evans's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
December 2, 2020 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 445 Manget St. Ste. 200, Marietta, GA 30060RIA
CRD#: 134139
Marietta, GA
Current
December 7, 2020 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 445 Manget St. Ste. 200, Marietta, GA 30060BD
CRD#: 39543
Marietta, GA
Past
June 15, 2016 - December 8, 2020
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Marietta, GA
Past
September 23, 2015 - December 8, 2020
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Marietta, GA
Past
May 15, 2014 - August 25, 2015
BISON WEALTH, LLC
RIA
CRD#: 165931
ATLANTA, GA
Past
June 6, 2011 - May 20, 2014
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
ATLANTA, GA
Past
June 3, 2011 - May 20, 2014
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
ATLANTA, GA
Past
August 6, 2010 - May 25, 2011
EAGLE STRATEGIES LLC
RIA
CRD#: 110826
JOHNS CREEK, GA
Past
August 2, 2010 - May 25, 2011
NYLIFE SECURITIES LLC
BD
CRD#: 5167
JOHNS CREEK, GA
Past
February 10, 2009 - May 13, 2011
SEIDMAN PRIVATE ADVISORS LLC
RIA
CRD#: 132337
ATLANTA, GA
Past
January 23, 2009 - June 15, 2009
SEIDMAN PRIVATE SECURITIES LLC
BD
CRD#: 125051
NEW YORK, NY
Past
August 30, 2002 - January 2, 2009
SYNOVUS SECURITIES, INC.
RIA
CRD#: 14023
ATLANTA, GA
Past
August 1, 2001 - January 2, 2009
SYNOVUS SECURITIES, INC.
BD
CRD#: 14023
COLUMBUS, GA
Past
March 15, 2001 - June 13, 2001
ROBERT ANDREW SECURITIES, INC.
BD
CRD#: 44566
ATLANTA, GA
Past
May 4, 1995 - December 18, 2008
CREATIVE FINANCIAL GROUP LTD
RIA
CRD#: 105617
ATLANTA, GA
Past
December 9, 1994 - March 15, 2001
MERCER ALLIED COMPANY, L.P.
BD
CRD#: 37404
COHOES, NY
Past
December 5, 1989 - December 9, 1994
MERCER ALLIED CORPORATION
BD
CRD#: 7829
ALBANY, NY
Past
July 24, 1985 - January 4, 1988
KIDDER, PEABODY & CO. INCORPORATED
BD
CRD#: 7613
Past
October 26, 1984 - June 5, 1985
FSC SECURITIES CORPORATION
BD
CRD#: 7461
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Georgia(12/2/2020)
RR
Georgia(12/14/2020)
RR
South Carolina(1/4/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
