Samuel Philip Grier
Professional Summary
Samuel Philip Grier, who also goes by Sam Grier, Samuel P Grier, is a registered financial advisor currently at CASTLE PLACEMENT, LLC located in Long Beach, New York. Samuel is registered as a RR (Registered Representative) and started their career in finance in 1984. Samuel has worked at 14 firms and has passed the Series 63, Series 99TO, SIE, Series 79, Series 87, Series 86, Series 7 and Series 16 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Sam Grier, Samuel P Grier
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
40 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
CASTLE PLACEMENT, LLC
Contact Information
Main Address
180 Boardwalk - 625, Long Beach, NY 11561Mailing Address
1460 Broadway, New York, NY 10036Phone Number
(212) 418-1180Established
Delaware since 03/13/2015Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(11/22/2024)
(11/22/2024)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79 — Investment Banking Registered Representative Examination
Passed Dec 2012About the Series 79 examSeries 87 — Research Analyst Exam - Part II Regulations Module
Passed Dec 2011About the Series 87 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Samuel Philip Grier's CRS (Customer Relationship Summary).
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