Vernon R. Stubblefield
Professional summary
Vernon Russell Stubblefield Jr., who also goes by Vernon Russell Stubblefield Jr., Vernon Russell Stubblefield, is a registered financial professional currently at NYLIFE SECURITIES LLC located in Los Angeles, California.
Vernon is registered as a RR (Registered Representative) and started their career in finance in 1996. Vernon has worked at 5 firms and has passed the Series 63, Series 6TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Vernon Russell Stubblefield Jr.'s CRS (Customer Relationship Summary).
Certified licenses
Experience
October 23, 2023 - Present
NYLIFE SECURITIES LLC
Office #1: 8939 S Sepulveda Blvd Suite 532, Los Angeles, CA 90045September 4, 2009 - December 31, 2012
TRANSAMERICA FINANCIAL ADVISORS, LLC
November 8, 2001 - September 4, 2009
TRANSAMERICA FINANCIAL ADVISORS, INC.
January 14, 2000 - November 7, 2001
PLANMEMBER SECURITIES CORPORATION
February 26, 1996 - February 24, 1999
LEGEND EQUITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/21/2023)
(1/17/2025)
Exams
Series 6TO
Date: 10/23/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
NYLIFE SECURITIES LLC
CRD#: 5167 / SEC#: , 8-15517
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NYLIFE LLC. | SHAREHOLDER | |
| BAGTAS, ANGELA CHEN | ELECTED MANAGER | 8172856 |
| BOCCIO, JOHN MICHAEL | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 4600977 |
| DUARTE, DEBORAH LYNN | ELECTED MANAGER | 6090278 |
| ENGELBRECHTSEN, TOM DAHL | CORPORATE VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 2908809 |
| FEINBERG, AMARYA NMN | ELECTED MANAGER | 8162482 |
| GARDNER, ROBERT MICHAEL | ELECTED MANAGER | 6160318 |
| HUANG, DYLAN WEI | ELECTED MANAGER AND CHAIRMAN | 6233208 |
| LOFTUS, PATRICIA ELIZABETH | CORPORATE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2156131 |
| SCHWARTZ, RACHEL SABRINA | VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL | 8170474 |
| TILLOTSON, SANDRA G | ELECTED MANAGER | 7617600 |
| ZAMAN, NABEED | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6410914 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 7 |
Red Flags
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