Sheila P. Pettee

PETTEE INVESTORS

Rowayton, CT 06853

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CRD#: 1303484

Professional summary

Sheila Peck Pettee is a registered financial advisor currently at PETTEE INVESTORS INC located in Rowayton, Connecticut and HOYA CAPITAL REAL ESTATE, LLC located in Rowayton, Connecticut.

Sheila is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Sheila has worked at 2 firms .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Pettee Investors, Inc. Investment-Related 137 Rowayton Avenue, Suite 430, Rowayton, CT Investment Adviser President & CCO 40 hours week Investment Advisory Services

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sheila Peck Pettee's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 28, 2005 - Present

PETTEE INVESTORS INC

Office #1: 137 Rowayton Avenue Suite 430, Rowayton, CT 06853

RIA

CRD#: 105553

Rowayton, CT

Current

October 16, 2018 - Present

HOYA CAPITAL REAL ESTATE, LLC

Office #1: 137 Rowayton Avenue Suite 430, Rowayton, CT 06853

RIA

CRD#: 281848

Rowayton, CT

Past

November 2, 1990 - December 31, 2004

PETTEE INVESTORS INC

RIA

CRD#: 105553

NEW CANAAN, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PETTEE INVESTORS INC

CRD#: 105553 / SEC#: 801-34750

RIA

Registered Investment Advisory firm - (7/6/1989 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(1/28/2005)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

PETTEE INVESTORS INC

CRD#: 105553 / SEC#: 801-34750

RIA

Registered Investment Advisory firm - (7/6/1989 Approved)

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Contact information

Main Address

137 Rowayton Avenue Suite 430, Rowayton, CT 06853

Mailing Address

P.o. Box 327, Rowayton, CT 06853

Phone number

(203) 957-8880

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PETTEE INVESTORS, INC. FORM ADV PART 2A (MARCH3, 2025) (3/3/2025)

Regulatory assets under management

Total Number of Accounts	71
AUM (Assets Under Management)	$ 211,917,130

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Sheila P. Pettee

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sheila Peck Pettee's CRS (Customer Relationship Summary).

Certified licenses

Experience

PETTEE INVESTORS INC

HOYA CAPITAL REAL ESTATE, LLC

PETTEE INVESTORS INC

Primary Firm SEC Registration

PETTEE INVESTORS INC

State Registrations and Notice Filings

Exams

Current Firm

PETTEE INVESTORS INC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PETTEE INVESTORS INC

TRUST BUT VERIFY

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