RR
Rodney C. Randle
CETERA INVESTMENT ADVISERS LLC
PENSACOLA, FL 32504
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CRD#: 1300986
RR
Professional summary
Rodney Clay Randle is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Pensacola, Florida and CETERA INVESTMENT SERVICES LLC located in Pensacola, Florida.
Rodney is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Rodney has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.)BOARD MEMBER OF OVERSIGHT BOARD FOR PENSACOLA POLICE OFFICERS RETIREMENT FUND. OVERSEES INVESTMENT ACTIVITIESON BEHALF OF THE PENSION PLAN. NO COMPENSATION, NO SECURITIES ACTIVITIES, BUT A MEMBER OF THE BOARD IS A SECURITIES CLIENT OF RODNEY.
2.)SECRETARY OF FLORIDA SIGMA CHAPTER OF SIGMA ALPHA EPSILON HOUSING CORPORATION. REP OS ADVISOR FOR THE BROKERAGE ACCOUNT MAINTAINED BY THE CORPORATION. CORPORATION OWNS A BUILDING THAT IS USED FOR HOUSING AND OTHER ACTIVITIES OF A CHAPTER OF SIGMA ALPHA EPSILON FRATERNITY. REP RECEIVES COMMISSIONS FOR ACCOUNT, BUT NO OTHER COMPENSATION. NO SECURITIES ACTIVITIES, BUT A MEMBER OF THE BOARD IS A SECURITIES CLIENT OF RODNEY.
CRS (Client Relationship Summary) - RIA
Click below to view Rodney Clay Randle's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 8, 2015 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1289 Airport Blvd, Pensacola, FL 32504RIA
CRD#: 105644
PENSACOLA, FL
Current
August 6, 2009 - Present
CETERA INVESTMENT SERVICES LLC
Office #1: 1289 Airport Blvd, Pensacola, FL 32504BD
CRD#: 15340
Pensacola, FL
Past
August 28, 2009 - January 30, 2014
CETERA INVESTMENT SERVICES LLC
RIA
CRD#: 15340
PENSACOLA, FL
Past
July 1, 2005 - August 4, 2009
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
PENSACOLA, FL
Past
June 30, 2005 - August 4, 2009
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
PENSACOLA, FL
Past
January 1, 1991 - July 1, 2005
MORGAN STANLEY DW INC.
RIA
CRD#: 7556
PENSACOLA, FL
Past
September 24, 1984 - July 1, 2005
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/6/2009)
RR
Alaska(4/29/2020)
RR
Arizona(6/13/2022)
RR
Colorado(6/1/2023)
RR
Florida(8/6/2009)
IAR
Florida(5/22/2016)
RR
Georgia(8/6/2009)
RR
Indiana(11/29/2010)
RR
Kansas(7/15/2024)
RR
Kentucky(3/7/2023)
RR
Maine(2/20/2025)
RR
Mississippi(8/3/2018)
RR
Missouri(4/27/2010)
RR
Nevada(5/27/2025)
RR
New Mexico(10/26/2016)
RR
North Carolina(9/16/2025)
RR
Tennessee(6/20/2024)
RR
Texas(6/2/2022)
IAR
Texas(6/2/2022)
RR
Virginia(2/5/2025)
RR
West Virginia(11/16/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
