RK
Robert L. Kailes
CETERA INVESTMENT ADVISERS LLC
PLAYA DEL REY, CA
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CRD#: 1300852
RK
Professional summary
Robert Leland Kailes, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Playa Del Rey, California and CETERA WEALTH SERVICES, LLC located in Playa Del Rey, California.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Robert has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. SALE OF FIXED INSURANCE, (LIFE, ANNUITIES);
2.NAME OF OTHER BUSINESS: 6201 OFW HOA
INVESTMENT RELATED: NO
ADDRESS: SAME AS RESIDENTIAL ADDRESS
NATURE OF BUSINESS: HOA
START DATE: 1/2018
APX NUMBER OF HOURS PER WEEK: 1
APX NUMBER OF HOURS DURING TRADING HOURS: 1
POSITION/TITLE/RELATIONSHIP: MEMBER
BRIEF DESCRIPTION OF DUTIES: MAKE DECISIONS WITH OTHER HOA MEMBERS
CRS (Client Relationship Summary) - RIA
Click below to view Robert Leland Kailes's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1987
Experience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #2: 25500 Hawthorne Blvd Suite 1020, Torrance, CA 90505RIA
CRD#: 105644
PLAYA DEL REY, CA
Current
April 10, 1989 - Present
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
PLAYA DEL REY, CA
Past
July 8, 1997 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
August 20, 1985 - April 10, 1989
AMERICAN PACIFIC SECURITIES CORPORATION
BD
CRD#: 5003
Past
November 21, 1984 - August 20, 1985
UNIVERSAL HERITAGE INVESTMENTS CORPORATION
BD
CRD#: 32
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/3/2007)
RR
California(4/10/1989)
IAR
California(6/29/2023)
RR
Colorado(11/9/2021)
RR
Connecticut(5/14/2020)
RR
Florida(3/26/1996)
RR
Hawaii(10/6/2021)
RR
Idaho(10/28/2015)
RR
Kentucky(4/26/2021)
RR
Massachusetts(10/8/2019)
RR
Michigan(4/15/2011)
RR
Mississippi(5/12/2021)
RR
Montana(10/26/2010)
RR
Nevada(11/6/1996)
RR
New York(4/15/1996)
RR
Ohio(9/13/2010)
RR
Oklahoma(1/2/2015)
RR
Oregon(1/9/2012)
RR
Texas(1/30/2009)
IAR
Texas(6/29/2023)
RR
Vermont(3/26/2024)
RR
Washington(6/29/2011)
RR
Wisconsin(8/29/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
