James C. Wright
Professional summary
James Clay Wright, who also goes by Jay Wright, is a registered financial professional currently at SAMCO CAPITAL MARKETS, INC. located in Austin, Texas.
James is registered as a RR (Registered Representative) and started their career in finance in 1984. James has worked at 7 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Clay Wright's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 19, 2006 - Present
SAMCO CAPITAL MARKETS, INC.
Office #1: 6805 Capital Of Texas Highway Suite 350, Austin, TX 78731February 3, 2003 - May 19, 2006
PENSON FINANCIAL SERVICES, INC.
July 20, 2000 - February 3, 2003
SERVICE ASSET MANAGEMENT COMPANY
February 23, 2000 - September 1, 2000
PENSON FINANCIAL SERVICES, INC.
October 27, 1994 - April 5, 2000
HILLTOP SECURITIES INC.
November 9, 1992 - November 1, 1994
RAUSCHER PIERCE REFSNES, INC.
February 21, 1990 - November 9, 1992
CITIGROUP GLOBAL MARKETS INC.
December 19, 1984 - February 27, 1990
FINSER INVESTMENT COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/17/2023)
(10/1/2020)
(5/19/2006)
(5/19/2006)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
SAMCO CAPITAL MARKETS, INC.
CRD#: 136532 / SEC#: , 8-67023
Contact information
FINRA licenses (52 States and Territories)
Red Flags
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