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JW

James Clay Wright

SAMCO CAPITAL MARKETS
AUSTIN, TX
·CRD# 1300666·42 years experience

Professional Summary

James Clay Wright, who also goes by Jay Wright, is a registered financial advisor currently at SAMCO CAPITAL MARKETS, INC. located in Austin, Texas. James is registered as a RR (Registered Representative) and started their career in finance in 1984. James has worked at 7 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 27 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jay Wright

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

42 years in the financial services industry

Current & Past Employments

SAMCO CAPITAL MARKETS, INC.·CRD# 136532
BD
6805 Capital Of Texas Highway Suite 350, Austin, TX 78731
May 19, 2006 - Present
PENSON FINANCIAL SERVICES, INC.·CRD# 25866
BD
Dallas, TX
February 3, 2003 - May 19, 2006
SERVICE ASSET MANAGEMENT COMPANY·CRD# 47157
BD
Austin, TX
July 20, 2000 - February 3, 2003
PENSON FINANCIAL SERVICES, INC.·CRD# 25866
BD
Dallas, TX
February 23, 2000 - September 1, 2000
HILLTOP SECURITIES INC.·CRD# 6220
BD
Dallas, TX
October 27, 1994 - April 5, 2000
RAUSCHER PIERCE REFSNES, INC.·CRD# 6663
BD
Dallas, TX
November 9, 1992 - November 1, 1994
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
February 21, 1990 - November 9, 1992
FINSER INVESTMENT COMPANY·CRD# 14981
BD
December 19, 1984 - February 27, 1990

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Current Firm

SC
SAMCO CAPITAL MARKETS, INC.

SAMCO CAPITAL MARKETS, INC.

CRD#: 136532 / SEC#: 8-67023
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Contact Information

Main Address

6805 Capital Of Texas Highway Suite 350, Austin, TX 78731

Mailing Address

6805 Capital Of Texas Highway Suite 350, Austin, TX 78731

Phone Number

(512) 794-9100

Established

Texas since 05/09/2005

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SAMCO HOLDINGS, INC.SHAREHOLDER—
ENGEMOEN, ROGER JAMES JRCHAIRMAN, DIRECTOR1506062
MALDONADO, OLGA INEZ RCFO, CONTROLLER, FINOP1974097
MANNES, JOSEPH REIDCSO, PRESIDENT, ROSFP1946872
MAVERICK, JOSEPH LEE JRCHIEF COMPLIANCE OFFICER, ROSFP2170350

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(4/17/2023)
RR
North Carolina
(10/1/2020)
RR
Texas
(5/19/2006)
RR
Wisconsin
(5/19/2006)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1984About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 1984About the Series 7 exam

Series 27 — Financial and Operations Principal Examination

Passed Feb 1985About the Series 27 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view James Clay Wright's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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