Scott P. Trease

SAPERE WEALTH MANAGEMENT

MATTHEWS, NC 28105

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CRD#: 1298222

Professional summary

Scott Patrick Trease is a registered financial advisor currently at SAPERE WEALTH MANAGEMENT, LLC located in Matthews, North Carolina.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Scott has worked at 11 firms and has passed the Series 63, Series 82TO, Series 3, Series 7, Series 24 and Series 53 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Patrick Trease's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 10, 2002 - Present

SAPERE WEALTH MANAGEMENT, LLC

Office #1: 130 Matthews Station St. #2-a, Matthews, NC 28105

RIA

CRD#: 119598

MATTHEWS, NC

Past

February 4, 2003 - November 16, 2010

SAPERE WEALTH CREATION, LLC

CRD#: 121561

MATTHEWS, NC

Past

June 6, 2002 - February 5, 2003

JOSEPH CARL SECURITIES, INC.

CRD#: 27143

SCOTTSDALE, AZ

Past

May 18, 1999 - June 8, 2000

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

MILWAUKEE, WI

Past

January 2, 1997 - June 8, 2000

FINTRUST BROKERAGE SERVICES, LLC

CRD#: 41608

GREENVILLE, SC

Past

January 19, 1995 - December 31, 1996

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

Past

November 19, 1989 - January 13, 1995

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

November 8, 1986 - November 19, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

March 13, 1986 - October 28, 1986

PERPETUAL INVESTMENT ASSOCIATES

CRD#: 13593

Past

May 22, 1985 - March 10, 1986

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

CRD#: 13609

Past

November 21, 1984 - June 4, 1985

AEGON USA SECURITIES INC.

CRD#: 13302

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SAPERE WEALTH MANAGEMENT, LLC

CRD#: 119598 / SEC#: 801-61056

RIA

Registered Investment Advisory firm - (4/5/2002 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(6/10/2002)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/23/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 82TO

Date: 6/14/2019

Limited Representative-Private Securities Offerings

General Industry/Product Exam

Series 3

Date: 9/13/2007

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 11/17/1984

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/18/2019

General Securities Principal Examination

Principal/Supervisory Exam

Series 53

Date: 10/17/1996

Municipal Securities Principal Examination

Current Firm

SAPERE WEALTH MANAGEMENT, LLC

CRD#: 119598 / SEC#: 801-61056

RIA

Registered Investment Advisory firm - (4/5/2002 Approved)

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Contact information

Main Address

130 Matthews Station St. Suite 2a, Matthews, NC 28105

Mailing Address

Phone number

(704) 321-5244

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SAPERE WEALTH MANAGEMENT - PART 2A (3/21/2025)

Regulatory assets under management

Total Number of Accounts	252
AUM (Assets Under Management)	$ 346,213,230

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Scott P. Trease

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Patrick Trease's CRS (Customer Relationship Summary).

Certified licenses

Experience

SAPERE WEALTH CREATION, LLC

JOSEPH CARL SECURITIES, INC.

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

FINTRUST BROKERAGE SERVICES, LLC

FSC SECURITIES CORPORATION

OSAIC WEALTH, INC.

INTEGRATED RESOURCES EQUITY CORPORATION

PERPETUAL INVESTMENT ASSOCIATES

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

AEGON USA SECURITIES INC.

Primary Firm SEC Registration

SAPERE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 1/23/2006

Series 82TO

Date: 6/14/2019

Series 3

Date: 9/13/2007

Series 7

Date: 11/17/1984

Series 24

Date: 4/18/2019

Series 53

Date: 10/17/1996

Current Firm

SAPERE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SAPERE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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