JR
John M. Raschella
THE PINNACLE FINANCIAL GROUP
Rockville Centre, NY 11570
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CRD#: 1298159
JR
Professional summary
John Michael Raschella, who also goes by John Michael Raschell, John M Raschella, John Raschella, is a registered financial advisor currently at THE PINNACLE FINANCIAL GROUP located in Rockville Centre, New York and LPL FINANCIAL LLC located in Melville, New York.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. John has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
John Michael Raschell | John M Raschella | John Raschella
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 4/2/2015: THE PINNACLE FINANCIAL GROUP - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Time Spent 50%. 2. 5/14/2015: THE PINNACLE FINANCIAL GROUP - Investment Related - At Reported Business Location(s) - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR DBA - IAR - Time Spent 50%. 3. 11/7/2019 - No Business Name - Not Investment Related - Home Based - Outside/W-2 Employment - Started 06/01/2011 - 15 Hours Per Month/0 Hours During Securities Trading - National Junior Baseball League Officials - Official for youth sporting events. 4. 11/7/2019 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 11/01/2019 - 10 Hours Per Month/1 Hour During Securities Trading. 5. 08/18/2021 - Pinnacle RIA Consulting - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 08/04/2021 - 20 Hours Per Month/1 Hours During Securities Trading - Monthly fee from RIA.
CRS (Client Relationship Summary) - RIA
Click below to view John Michael Raschella's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 19, 2021 - Present
THE PINNACLE FINANCIAL GROUP
Office #1: 9 South Long Beach Road, Rockville Centre, NY 11570RIA
CRD#: 164395
Rockville Centre, NY
Current
April 2, 2015 - Present
LPL FINANCIAL LLC
Office #1: 445 Broadhollow Rd Ste 112, Melville, NY 11747Office #2: 9 S. Long Beach Rd., Rockville Centre, NY 11570RIA
BD
CRD#: 6413
MELVILLE, NY
Past
October 1, 2012 - April 16, 2015
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
PLAINVIEW, NY
Past
October 1, 2012 - April 16, 2015
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
PLAINVIEW, NY
Past
March 30, 2010 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
RIA
CRD#: 25574
PLAINVIEW, NY
Past
March 29, 2010 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
PLAINVIEW, NY
Past
May 29, 2007 - April 15, 2010
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
AMITYVILLE, NY
Past
May 29, 2007 - April 15, 2010
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
AMITYVILLE, NY
Past
December 2, 2004 - May 29, 2007
CITICORP INVESTMENT SERVICES
RIA
CRD#: 23988
NORTH LINDENHURST, NY
Past
July 11, 2003 - May 29, 2007
CITICORP INVESTMENT SERVICES
BD
CRD#: 23988
NORTH LINDENHURST, NY
Past
June 1, 1992 - August 2, 1995
CITICORP INVESTMENT SERVICES
BD
CRD#: 23988
LONG ISLAND CITY, NY
Past
September 25, 1990 - June 1, 1992
CITICORP FINANCIAL SERVICES,INC.
BD
CRD#: 14675
Past
February 13, 1990 - October 3, 1990
FINANCIAL HORIZONS SECURITIES CORPORATION
BD
CRD#: 20221
Past
August 28, 1989 - December 22, 1989
RODMAN & RENSHAW INC.
BD
CRD#: 724
CHICAGO, IL
Past
July 14, 1988 - July 29, 1989
D. H. BLAIR & CO., INC.
BD
CRD#: 6833
NEW YORK, NY
Past
June 20, 1988 - July 29, 1989
D. H. BLAIR & CO., INC.
BD
CRD#: 6833
Past
March 11, 1988 - June 22, 1988
F.D. ROBERTS SECURITIES, INC.
BD
CRD#: 693
PARAMUS, NJ
Past
January 29, 1987 - April 12, 1988
D. H. BLAIR & CO., INC.
BD
CRD#: 6833
NEW YORK, NY
Past
April 23, 1986 - February 3, 1987
ROONEY, PACE INC.
BD
CRD#: 6218
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TP
THE PINNACLE FINANCIAL GROUP
ARGILLO FINANCIAL GROUP | THE PINNACLE FINANCIAL GROUP | PROSPECT FINANCIAL SERVICES, LLC | PINNACLE WEALTH STRATEGIES GROUP | PINNACLE FINANCIAL CONSULTANTS | PENSION AND WEALTH CONSULTANTS | NSI GROUP | NORTH STAR WEALTH INVESTORS LLC | NORTH STAR WEALTH INVESTORS | NORTH FORK WEALTH MANAGEMENT | MELANDER WEALTH MANAGEMENT | MCKENNA FINANCIAL PLANNING | MARIO MOLINO AND ASSOCIATES | FLAGSHIP WEALTH MANAGEMENT GROUP | FIA FINANCIAL | COLEMAN INVESTMENT MANAGEMENT | ATLANTIC FINANCIAL GROUP
CRD#: 164395 / SEC#: 801-77304
RIA
Registered Investment Advisory firm - (11/9/2012 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(6/18/2021)
RR
New York(4/2/2015)
IAR
New York(8/19/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TP
THE PINNACLE FINANCIAL GROUP
ARGILLO FINANCIAL GROUP | THE PINNACLE FINANCIAL GROUP | PROSPECT FINANCIAL SERVICES, LLC | PINNACLE WEALTH STRATEGIES GROUP | PINNACLE FINANCIAL CONSULTANTS | PENSION AND WEALTH CONSULTANTS | NSI GROUP | NORTH STAR WEALTH INVESTORS LLC | NORTH STAR WEALTH INVESTORS | NORTH FORK WEALTH MANAGEMENT | MELANDER WEALTH MANAGEMENT | MCKENNA FINANCIAL PLANNING | MARIO MOLINO AND ASSOCIATES | FLAGSHIP WEALTH MANAGEMENT GROUP | FIA FINANCIAL | COLEMAN INVESTMENT MANAGEMENT | ATLANTIC FINANCIAL GROUP
CRD#: 164395 / SEC#: 801-77304
RIA
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Contact information
Main Address
9 South Long Beach Road, Rockville Centre, NY 11570
Mailing Address
Phone number
(516) 763-9700
Established
Firm type
Fiscal year end
# of Employees
54
SEC notice filing (26 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,538 |
| AUM (Assets Under Management) | $ 1,184,198,113 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
THE PINNACLE FINANCIAL GROUP
CRD#: 164395Rockville Centre, NY 11570TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
