Margaret R. Lombardo

RANCE KING SECURITIES

Long Beach, CA 90803-6104

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CRD#: 1297107

Professional summary

Margaret R Lombardo, who also goes by Margaret Lombardo Gagnolet, Margaret R Gagnolet, Peggy Gagnolet, Peggy Lombardo, is a registered financial professional currently at RANCE KING SECURITIES CORP. located in Long Beach, California.

Margaret is registered as a RR (Registered Representative) and started their career in finance in 1984. Margaret has worked at 9 firms and has passed the Series 63, Series 22TO, SIE and Series 7 exams.

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Aliases

Margaret Lombardo Gagnolet | Margaret R Gagnolet | Peggy Gagnolet | Peggy Lombardo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Margaret R Lombardo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 29, 2010 - Present

RANCE KING SECURITIES CORP.

Office #1: 3737 E. Broadway, Long Beach, CA 90803-6104

CRD#: 15737

Long Beach, CA

Past

January 5, 2007 - February 27, 2009

LIGHTHOUSE CAPITAL CORPORATION

RIA

CRD#: 41812

CARLSBAD, CA

Past

January 5, 2007 - February 27, 2009

LIGHTHOUSE CAPITAL CORPORATION

CRD#: 41812

CARLSBAD, CA

Past

December 7, 2006 - December 16, 2014

THE FINANCIAL TEAM, INC.

RIA

CRD#: 141355

CARLSBAD, CA

Past

February 21, 2001 - October 30, 2006

QA3 FINANCIAL LLC

RIA

CRD#: 104957

CARLSBAD, CA

Past

February 16, 2001 - October 30, 2006

QA3 FINANCIAL CORP.

CRD#: 14754

CARLSBAD, CA

Past

November 16, 1998 - December 31, 2000

SENTRA SECURITIES CORPORATION

CRD#: 10249

PHOENIX, AZ

Past

June 17, 1988 - November 16, 1998

UNITED PACIFIC SECURITIES, INC.

CRD#: 21986

CARLSBAD, CA

Past

November 7, 1984 - May 19, 1988

GRANITE CAPITAL

CRD#: 15219

Past

September 20, 1984 - November 20, 1984

ALL SERVICES FINANCIAL CENTER

CRD#: 7832

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(7/29/2010)

Exams

State Security Law Exam

Series 63

Date: 12/6/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 22TO

Date: 1/2/2023

Direct Participation Programs Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/15/1984

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

RANCE KING SECURITIES CORP.

R.K. SECURITIES | RANCE KING SECURITIES CORP.

CRD#: 15737 / SEC#: , 8-31539

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

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Contact information

Main Address

3737 E. Broadway, Long Beach, CA 90803-6104

Mailing Address

3737 E. Broadway, Long Beach, CA 90803-6104

Phone number

(562) 240-1000

Established

California since 06/29/1984

Firm type

Corporation

Fiscal year end

January

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
KING, WILLIAM RANCE JR	PRESIDENT(CEO)CFO/TREASURER	1309811
FREEBORN, JOHN WILLIAM	DIRECTOR OF BROKER DEALER	1260874
GRIFFITH, DAVID MICHAEL	COUNSEL/CCO/POO	1586738
KING, STEVEN SCOTT	VICE-PRESIDENT- OFFICER	3081854
RANCE KING SECURITIES CORP.	VICE-PRESIDENT	15737

Disclosures

Regulatory Event

Red Flags

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Firm Stability Insights

Margaret R. Lombardo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Margaret R Lombardo's CRS (Customer Relationship Summary).

Certified licenses

Experience

LIGHTHOUSE CAPITAL CORPORATION

LIGHTHOUSE CAPITAL CORPORATION

THE FINANCIAL TEAM, INC.

QA3 FINANCIAL LLC

QA3 FINANCIAL CORP.

SENTRA SECURITIES CORPORATION

UNITED PACIFIC SECURITIES, INC.

GRANITE CAPITAL

ALL SERVICES FINANCIAL CENTER

State Registrations and Notice Filings

Exams

Series 63

Date: 12/6/1996

Series 22TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 9/15/1984

FINRA

Current Firm

RANCE KING SECURITIES CORP.

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

RANCE KING SECURITIES CORP.

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