James R. Meyer

SAMUEL A. RAMIREZ & COMPANY

NEW YORK, NY 10022

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CRD#: 1295703

Professional summary

James Richard Meyer, who also goes by Jimmy Richard Meyer, is a registered financial professional currently at SAMUEL A. RAMIREZ & COMPANY, INC. located in New York, New York.

James is registered as a RR (Registered Representative) and started their career in finance in 1984. James has worked at 9 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jimmy Richard Meyer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view James Richard Meyer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 4, 2015 - Present

SAMUEL A. RAMIREZ & COMPANY, INC.

Office #1: 14 East 52nd Street, New York, NY 10022

CRD#: 6963

NEW YORK, NY

Past

October 18, 2006 - May 5, 2015

STERNE, AGEE & LEACH, INC.

CRD#: 791

WEST CONSHOHOCKEN, PA

Past

April 29, 2002 - October 24, 2006

RYAN BECK & CO.

CRD#: 3248

CONSHOHOCKEN, PA

Past

September 16, 1998 - May 13, 2002

GRUNTAL & CO., L.L.C.

CRD#: 372

NEW YORK, NY

Past

March 29, 1989 - September 23, 1998

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

June 9, 1987 - March 23, 1989

BUTCHER & SINGER INC.

CRD#: 6517

Past

February 14, 1986 - February 24, 1986

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

Past

December 12, 1984 - February 10, 1986

E. F. HUTTON & COMPANY INC

CRD#: 235

Past

September 24, 1984 - October 26, 1984

FIRST JERSEY SECURITIES, INC.

CRD#: 6621

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(12/4/2015)

Massachusetts
(12/4/2015)

Michigan
(12/4/2015)

Minnesota
(12/4/2015)

New Jersey
(12/4/2015)

New York
(12/4/2015)

Ohio
(12/7/2015)

Pennsylvania
(12/4/2015)

Wisconsin
(12/4/2015)

Exams

State Security Law Exam

Series 63

Date: 9/7/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 9/6/1985

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 9/15/1984

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

SAMUEL A. RAMIREZ & COMPANY, INC.

CRD#: 6963 / SEC#: , 8-19014

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

14 East 52nd Street, New York, NY 10022

Mailing Address

14 East 52nd Street, New York, NY 10022

Phone number

(212) 248-0500

Established

New York since 12/31/1971

Firm type

Corporation

Fiscal year end

September

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
SAR HOLDINGS, INC.	HOLDING COMPANY
GOLDMAN, LAWRENCE F	MANAGING DIRECTOR	1134640
KICK, MICHAEL J	SR. VP/ CFO/ FIN OP	4480676
KOFFER, JOSEPH	CHIEF COMPLIANCE OFFICER	6043686
MAZZARO, VINCENT ANTHONY	COO	2665339
PERROTTA, THOMAS	MANAGING DIRECTOR	1864851
RAMIREZ, SAMUEL ALFRED	PRESIDENT & DIRECTOR/SECRETARY	827095
RAMIREZ,, SAMUEL ALFRED JR	MANAGING DIRECTOR	2261054

Disclosures

Regulatory Event	6
Arbitration	2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

James R. Meyer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view James Richard Meyer's CRS (Customer Relationship Summary).

Certified licenses

Experience

STERNE, AGEE & LEACH, INC.

RYAN BECK & CO.

GRUNTAL & CO., L.L.C.

MORGAN STANLEY DW INC.

BUTCHER & SINGER INC.

AMERIPRISE ADVISOR SERVICES, INC.

E. F. HUTTON & COMPANY INC

FIRST JERSEY SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 9/7/1984

SIE

Date: 10/1/2018

Series 3

Date: 9/6/1985

Series 7

Date: 9/15/1984

FINRA

Current Firm

SAMUEL A. RAMIREZ & COMPANY, INC.

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

SAMUEL A. RAMIREZ & COMPANY, INC.

TRUST BUT VERIFY

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