John D. Foley

CETERA INVESTMENT ADVISERS LLC

BETHANY, IL 61914

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CRD#: 1287148

Professional summary

John David Foley, CFP®, who also goes by John David Foley Sr, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Bethany, Illinois and CETERA WEALTH SERVICES, LLC located in Champaign, Illinois.

John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. John has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

John David Foley Sr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John David Foley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2000

Experience

Current

June 29, 2023 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 59 Cardinal Drive, Bethany, IL 61914Office #2: 2911 Crossing Ct Ste 102, Champaign, IL 61822

RIA

CRD#: 105644

BETHANY, IL

Current

January 31, 2019 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 2911 Crossing Ct Ste 102, Champaign, IL 61822Office #2: 59 Cardinal Drive, Bethany, IL 61914

CRD#: 13572

CHAMPAIGN, IL

Past

January 31, 2019 - June 29, 2023

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

DECATUR, IL

Past

November 4, 2013 - February 20, 2019

IPI WEALTH MANAGEMENT, INC.

RIA

CRD#: 111872

CHAMPAIGN, IL

Past

November 4, 2013 - February 20, 2019

INVESTMENT PLANNERS, INC.

CRD#: 18557

CHAMPAIGN, IL

Past

June 6, 2006 - November 1, 2013

FIRST ADVISORS FINANCIAL GROUP, LLC

RIA

CRD#: 139750

SAVOY, IL

Past

February 24, 2006 - November 21, 2013

LPL FINANCIAL LLC

RIA

CRD#: 6413

SAVOY, IL

Past

February 24, 2006 - November 21, 2013

LPL FINANCIAL LLC

CRD#: 6413

SAVOY, IL

Past

August 27, 2003 - August 4, 2004

APW CAPITAL, INC.

RIA

CRD#: 43814

SAVOY, IL

Past

August 27, 2003 - April 11, 2006

FIRST ADVISORS FINANCIAL GROUP, LLC

RIA

CRD#: 106396

PARSIPPANY, NJ

Past

August 27, 2003 - March 2, 2006

APW CAPITAL, INC.

CRD#: 43814

SAVOY, IL

Past

March 18, 1999 - September 9, 2003

LPL FINANCIAL LLC

RIA

CRD#: 6413

CHAMPAIGN, IL

Past

March 5, 1999 - September 9, 2003

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

October 24, 1984 - March 15, 1999

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(1/31/2019)

Arizona
(1/31/2019)

California
(1/31/2019)

Colorado
(1/31/2019)

Florida
(1/31/2019)

Georgia
(1/31/2019)

Hawaii
(1/31/2019)

Illinois
(1/31/2019)

IAR

Illinois
(6/29/2023)

Indiana
(1/31/2019)

Iowa
(1/31/2019)

Kentucky
(1/31/2019)

Maine
(10/18/2023)

Michigan
(1/31/2019)

Minnesota
(1/31/2019)

Missouri
(1/31/2019)

North Carolina
(6/17/2021)

North Dakota
(7/5/2022)

Ohio
(1/31/2019)

Oregon
(1/2/2025)

Pennsylvania
(7/26/2024)

South Carolina
(1/31/2019)

Tennessee
(1/31/2019)

Texas
(1/31/2019)

IAR

Texas
(6/29/2023)

Utah
(1/31/2019)

Virginia
(1/2/2025)

Washington
(1/31/2019)

Wisconsin
(1/31/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/21/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/18/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/29/1997

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/19/1984

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/23/1999

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

John D. Foley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John David Foley's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

IPI WEALTH MANAGEMENT, INC.

INVESTMENT PLANNERS, INC.

FIRST ADVISORS FINANCIAL GROUP, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

APW CAPITAL, INC.

FIRST ADVISORS FINANCIAL GROUP, LLC

APW CAPITAL, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/21/1997

Series 63

Date: 12/18/1991

SIE

Date: 10/1/2018

Series 7

Date: 8/29/1997

Series 6

Date: 10/19/1984

Series 24

Date: 3/23/1999

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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