John D. Foley
CETERA INVESTMENT ADVISERS LLC
BETHANY, IL 61914
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CRD#: 1287148
Professional summary
John David Foley, CFP®, who also goes by John David Foley Sr, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Bethany, Illinois and CETERA WEALTH SERVICES, LLC located in Champaign, Illinois.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. John has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
John David Foley Sr
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 01/2019 APX NUMBER OF HOURS PER WEEK: MINIMAL APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, ANNUITIES AND LONG TERM CARE 2.NAME OF OTHER BUSINESS: CENTRAL ILLINOIS GROUP LLC DBA LIFEWISE WEALTH ADVISORS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 04/2016 POSITION/TITLE/RELATIONSHIP: CO-OWNER, APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: DBA NAME FOR FINANCIAL SERVICES 3.NAME OF OTHER BUSINESS: GRONEWOLD FAMILY INSURANCE TRUST INVESTMENT RELATED: NO ADDRESS: 1220 E 1800 NORTH RD, MONTICELLO, IL 61856 NATURE OF BUSINESS: TRUSTEE START DATE: 01/2001 POSITION/TITLE/RELATIONSHIP: TRUSTEE APX NUMBER OF HOURS PER WEEK: 1 HOUR PER YEAR APX NUMBER OF HOURS DURING TRADING HOURS: 1 HOUR PER YEAR BRIEF DESCRIPTION OF DUTIES: TRUSTEE TO FAMILY MEMBER 4.NAME OF OTHER BUSINESS: FOLEY FAMILY FARM TRUST INVESTMENT RELATED: NO ADDRESS: 1220 E 1800 NORTH RD, MONTICELLO, IL 61856 NATURE OF BUSINESS: TRUSTEE START DATE: 06/1997 POSITION/TITLE/RELATIONSHIP: TRUSTEE APX NUMBER OF HOURS PER WEEK: 1 HOUR PER YEAR APX NUMBER OF HOURS DURING TRADING HOURS: 1 HOUR PER YEAR BRIEF DESCRIPTION OF DUTIES: FAMILY TRUST THAT HOLDS 75 ACRES OF FARMLAND 5.NAME OF OTHER BUSINESS: SANGAMON TOWNSHIP INVESTMENT RELATED: NO ADDRESS: 1264 OLD HIGHWAY 47, WHITE HEATH, IL 61884 NATURE OF BUSINESS: TOWNSHIP GOVERNMENT START DATE: 12/2012 POSITION/TITLE/RELATIONSHIP: TRUSTEE APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: PROVIDE GENERAL OVERSIGHT TO TOWNSHIP BUSINESS, SUCH AS ROAD MAINTENANCE; 6. NAME OF OTHER BUSINESS: CIG TAX ADVISORS LLC DBA LIFEWISE TAX ADVISORS, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: TAX AND ACCOUNTING START DATE: 01/2023, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 1, NOT DURING TRADING HOURS APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: BUSINESS ADMINISTRATION, STAFF SUPERVISION AND BUSINESS DEVELOPMENT;
CRS (Client Relationship Summary) - RIA
Click below to view John David Foley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2000
Experience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 59 Cardinal Drive, Bethany, IL 61914Office #2: 2911 Crossing Ct Ste 102, Champaign, IL 61822RIA
CRD#: 105644
BETHANY, IL
Current
January 31, 2019 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 2911 Crossing Ct Ste 102, Champaign, IL 61822Office #2: 59 Cardinal Drive, Bethany, IL 61914BD
CRD#: 13572
CHAMPAIGN, IL
Past
January 31, 2019 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
DECATUR, IL
Past
November 4, 2013 - February 20, 2019
IPI WEALTH MANAGEMENT, INC.
RIA
CRD#: 111872
CHAMPAIGN, IL
Past
November 4, 2013 - February 20, 2019
INVESTMENT PLANNERS, INC.
BD
CRD#: 18557
CHAMPAIGN, IL
Past
June 6, 2006 - November 1, 2013
FIRST ADVISORS FINANCIAL GROUP, LLC
RIA
CRD#: 139750
SAVOY, IL
Past
February 24, 2006 - November 21, 2013
LPL FINANCIAL LLC
RIA
CRD#: 6413
SAVOY, IL
Past
February 24, 2006 - November 21, 2013
LPL FINANCIAL LLC
BD
CRD#: 6413
SAVOY, IL
Past
August 27, 2003 - August 4, 2004
APW CAPITAL, INC.
RIA
CRD#: 43814
SAVOY, IL
Past
August 27, 2003 - April 11, 2006
FIRST ADVISORS FINANCIAL GROUP, LLC
RIA
CRD#: 106396
PARSIPPANY, NJ
Past
August 27, 2003 - March 2, 2006
APW CAPITAL, INC.
BD
CRD#: 43814
SAVOY, IL
Past
March 18, 1999 - September 9, 2003
LPL FINANCIAL LLC
RIA
CRD#: 6413
CHAMPAIGN, IL
Past
March 5, 1999 - September 9, 2003
LPL FINANCIAL LLC
BD
CRD#: 6413
FORT MILL, SC
Past
October 24, 1984 - March 15, 1999
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/31/2019)
RR
Arizona(1/31/2019)
RR
California(1/31/2019)
RR
Colorado(1/31/2019)
RR
Florida(1/31/2019)
RR
Georgia(1/31/2019)
RR
Hawaii(1/31/2019)
RR
Illinois(1/31/2019)
IAR
Illinois(6/29/2023)
RR
Indiana(1/31/2019)
RR
Iowa(1/31/2019)
RR
Kansas(1/2/2025)
RR
Kentucky(1/31/2019)
RR
Maine(10/18/2023)
RR
Michigan(1/31/2019)
RR
Minnesota(1/31/2019)
RR
Mississippi(1/5/2023)
RR
Missouri(1/31/2019)
RR
Nevada(3/18/2019)
RR
North Carolina(6/17/2021)
RR
North Dakota(7/5/2022)
RR
Ohio(1/31/2019)
RR
Oregon(1/2/2025)
RR
Pennsylvania(7/26/2024)
RR
South Carolina(1/31/2019)
RR
Tennessee(1/31/2019)
RR
Texas(1/31/2019)
IAR
Texas(6/29/2023)
RR
Utah(1/31/2019)
RR
Virginia(1/2/2025)
RR
Washington(1/31/2019)
RR
Wisconsin(1/31/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
